community vs. communism

it is a truth universally acknowledged, that whenever someone posts a map like this

cpi 2014 - europe

…on twitter, that a chorus of people will respond: oh, just look at the terrible effects communism had on eastern europe! for no good reason really because, as we all know, correlation does not equal causation — although it does “waggle its eyebrows suggestively and gesture furtively while mouthing ‘look over there.'”

just because soviet regimes were present in the past in the same areas of europe where there are high corruption levels today does not mean the one is the cause of the other. (and anyway…look at the regions beyond europe! or southern europe, for that matter.) the relationship is certainly suspicious though, and it wouldn’t be surprising if the two were somehow connected.

one way to try to settle this debate would be to look at pre-soviet corruption rates in eastern europe versus the west to see if the situation was any different beforehand.

i have not done that in this post, in large part because i don’t speak any slavic or other eastern european languages, but primarily because it seemed like way too much work. instead, i’m going to take a look a civicness, a set of behaviors — along with things like intelligence, low amounts of corruption, and low levels of violence — that many researchers reckon are necessary in order to have western-style liberal democracies and economies, if that’s what you want in life. i’ll be focusing on russia, again just to kept this little project manageable. but first, italy.
_____

in Making Democracy Work: Civic Traditions in Modern Italy, robert putnam (yes, that robert putnam) concluded that democracy in northern italy functions better than in the south because the north has had a longer tradition — stretching back to the middle ages — of civicness or of having a civic community. (see previous post: democracy in italy.) according to putnam [pgs. 88-89, 91]:

“Citizenship in the civic community entails equal rights and obligations for all. Such a community is bound together by horizontal relations of reciprocity and cooperation, not by vertical relations of authority and dependency. Citizens interact as equals, not as patrons and clients nor as governors and petitioners….

“Citizens in a civic community, on most accounts, are more than merely active, public-spirited, and equal. Virtuous citizens are helpful, respectful, and trustful towards one another, even when they differ on matters of substance….

“One key indicator of civic sociability must be the vibrancy of associational life.”

in civic societies and civic societies ii, i looked at (self-reported) participation rates in voluntary associations across the world as found in the 2005-2008 wave of the world values survey. specifically, i tallied up the number of individuals who responded that, yes, they were ACTIVE members of the following voluntary associations (thus giving some indication of how civic-minded each of the populations is):

– Church or religious organization
– Sport or recreation organization
– Art, music or educational organization
– Labour union
– Political party
– Environmental organization
– Professional association
– Charitable organization
– Any other voluntary organization

the response rates for eastern europe were abysmal, often vying for last place with the middle east (see previous post for more):

wvs - membership voluntary organizations - totals

not much has changed in the latest wave (2010-2014). here, for example, are the active membership rates for the russian federation for each of the organization types — the first figure is from the 2005-2008 wave, the second from 2010-2014:

– Church or religious organization = 2.60% – 2.00%
– Sport or recreation organization = 5.90% – 2.40%
– Art, music or educational organization = 4.20% – 1.50%
– Labour union = 3.40% – 2.00%
– Political party = 0.80% – 0.50%
– Environmental organization = 0.40% – 0.40%
– Professional association = 1.60% – 1.40%
– Charitable organization = 1.10% – 0.6%
– Any other voluntary organization = n/a – 1.4%

as joseph bradley says in Voluntary Associations in Tsarist Russia: Science, Patriotism, and Civil Society (2009), russia is “not known as a nation of joiners.” apparently not! (mind you, i am not in a position to cast any stones on this account. *ahem*)
_____

but were the russians more civic-minded before the revolution?

unfortunately, i don’t have any figures which can be directly compared to our modern world values surveys, but, yes, there was some amount of participation in voluntary civic institutions in russia in the two hundred years or so preceding 1917. however, civic participation didn’t begin in russia until the mid-1700s (and that is a key point to which i’ll return), and for most of that period, it occurred mostly among the upper classes. participation rates did grow across the nation and classes over the next century and a half, until just after the revolution of 1905 when there was a rapid rise in one sort of voluntary association — consumer cooperatives — among all classes of russians. however, civil society was still comparatively shallow in early-twentieth century russia — it hadn’t fully penetrated the whole of society by that point yet because the concept was so relatively new to the populace. here is laura engelstein in “The Dream of Civil Society in Tsarist Russia: Law, State, and Religion” (2000) quoting the sardinian antonio gramsci on the matter [pg. 23]:

“On the margins of the European state system, sharing but not fully integrating the Western cultural heritage, Russia, it is said, has always lacked just these civic and political traits. Antonio Gramsci provides the classic statement of this contrast: ‘In Russia,’ he wrote in the 1920s, ‘the state was everything, civil society was primordial and gelatinous; in the West there was a proper relation between state and civil society, and when the state trembled a sturdy structure of civil society was at once revealed.’ When in 1917 the Russian autocracy not only trembled but tumbled to the ground, there was no ‘powerful system of fortresses and earthworks,’ in Gramsci’s phrase, to prevent the Bolsheviks from erecting another absolutist regime in its place.”

civic society in russia first came to life under catherine the great (1729-1796), who did go some way to promote enlightenment ideals in the empire; perhaps more so when it came to the arts rather than politics, but still…it was a start, albeit one restricted in extent. from engelstein again [pg. 26 – my emphasis]:

“Eighteenth-century Russia had a lively public life. Private presses, a market in print, debating societies, literary salons, private theaters, public lectures, Masonic lodges — all linked inhabitants of the capitals and provincial centers in something of an empirewide conversation. Yet this world was limited in scope, audience, and resources and was fatally dependent on the autocrat’s good will. Catherine, when it pleased her, cracked down on independent publishers.”

this public life did continue to grow, however, although in fits and starts. nicholas i (1796-1855) was not too thrilled by it all, and alexander i (1777-1825) actually banned the freemasons, but by the nineteenth century, alexander ii (1818-1881) was, for a tsar, positively a radical when it came to permitting and promoting civic society as was evident in his great reforms. by the late nineteenth century then [pg. 16]:

“…an increasingly active public sphere of debate that included advocacy and representation was no longer in doubt in tsarist Russia. Thus well before the Revolution of 1905, the groundwork was laid for the participation of private associations in the public arena.”

the practice of joining voluntary organizations came later to the russian lower classes. consumer cooperatives began to appear in russia and the empire in the 1860s, but these first cooperatives were organized and run by the upper classes. peasants and workers would’ve been customers only. cooperatives among middle class professionals in towns and cities appear in the early-1890s. the idea spread to villages in 1900 via proselytizing intellectuals (also worth noting), and after 1905, the cooperative movement exploded right across the country. from The Co-operative Movement in Russia: Its History, Signficance, and Character (1917) by j.b. bubnoff — delightfully published in manchester by the co-operative printing society limited (so the work could be a bit biased) [pg. 49]:

“In 1891 consumers’ societies were formed in towns among the lower-grade officials, various classes of employees, teachers, members of liberal professions, and other sections of the population. These societies were of two types. One open only to members of a particular class of officials or to employees of a particular firm or institution; the other was open to all. These latter societies were already marked by the spirit of independence.

“Throughout this period the number of consumers’ societies was not large, and their output was small…. In 1900 the position was the same. Beginning from 1900, the Co-operative Movement spread in the villages…. [T]he first consumers’ societies in the villages were initiated by the intellectuals and by the authorities and were not the outcome of free enterprise on the part of the peasants themselves. At the end of the last century, and particularly at the beginning of the present one, an agrarian movement spread among the peasantry and ended in the revolution of 1905.”

by 1917, provided bubnoff wasn’t exaggerating, there were ca. 20,000 consumer cooperatives in russia (bubnoff notes that the other organizations listed in the table below — credit and loan savings associations, agricultural societies, and the artels — were all either government run or arranged by the large landowners, so they weren’t really voluntary associations in the sense of being organized by the members.):

Russia - The co-operative movement in Russia - table

again, though, this is late for finally getting around to launching civic institutions in your country. nineteen hundred and seventeen (1917) is very, very late compared to what happened in northwestern europe. even compared to what happened in northern italy. as valerie bunce says in “The Historical Origins of the East-West Divide: Civil Society, Politcal Society, and Democracy in Europe” [pg. 222]:

“By the end of the nineteenth century, then, it was evident that there were two Europes, long separated by their histories and, thus, by their politics, economics, social structure, and culture.”

not to mention their evolutionary histories.
_____

so how did northwestern “core” europe (including northern italy) differ from russia historically as far as participation in civic institutions goes? the short answer is: civicness in “core” europe began centuries before it did in russia or the rest of eastern europe, at least 500-600, if not 800-900, years earlier.

here is putnam on the formation and functioning of communes in northern italy beginning in the 1000s [pg. 124-126]:

“[I]n the towns of northern and central Italy…an unprecedented form of self-government was emerging….

“Like the autocratic regime of Frederick II, the new republican regime was a response to the violence and anarchy endemic in medieval Europe, for savage vendettas among aristocratic clans had laid waste to the towns and countryside in the North as in the South. The solution invented in the North, however, was quite different, relying less on vertical hierarchy and more on horizontal collaboration. The communes sprang originally from voluntary associations, formed when groups of neighbors swore personal oaths to render one another mutual assistance, to provide for common defense and economic cooperation…. By the twelfth century communes had been established in Florence, Venice, Bologna, Genoa, Milan, and virtually all the other major towns of northern and central Italy, rooted historically in these primordial social contracts.

“The emerging communes were not democratic in our modern sense, for only a minority of the population were full members…. However, the extent of popular participation in government affairs was extraordinary by any standard: Daniel Waley describes the communes as ‘the paradise of the committee-man’ and reports that Siena, a town with roughly 5000 adult males, had 860 part-time city posts, while in larger towns the city council might have several thousand members, many of them active participants in the deliberations….

“As communal life progressed, guilds were formed by craftsmen and tradesmen to provide self-help and mutual assistance, for social as well as for strictly occupational purposes. ‘The oldest guild-statute is that of Verona, dating from 1303, but evidently copied from some much older statute. “Fraternal assistance in necessity of whatever kind,” “hospitality towards strangers, when passing through the town”…and “obligation of offering comfort in the case of debility” are among the obligations of the members.’ ‘Violation of statutes was met by boycott and social ostracism….’

“Beyond the guilds, local organizations, such as *vicinanze* (neighborhood associations), the *populus* (parish organizations that administered the goods of the local church and elected its priest), confraternities (religious societies for mutual assistance), politico-religious parties bound together by solemn oath-takings, and *consorterie* (‘tower societies’) formed to provide mutual security, were dominant in local affairs.”

in general, nothing like this existed in medieval russia (or eastern europe) — not on this scale anyway — the novgorod republic, which lasted for three centuries and came to an end in 1478, probably being the most notable exception. eastern european society was still very much founded upon the extended family for much of the period (although, again, in certain times and locales that was not the case — russia’s a big place). only a handful of merchants’ guilds were given permission to exist in russia between the fourteenth and eighteenth centuries, and the powers that be (including the orthodox church) regularly suppressed craftsmen’s guilds [pg. 13]. by contrast, northern italy was full of civic-mindedness already by the high middle ages.

meanwhile, in england (and other parts of northwestern europe) [pgs. 3-4]:

“As a form of voluntary association, bound by oath and by a (usually modest) material subscription, the fraternity or guild was widespread in late-medieval England and continental Europe. Both the ubiquity and the frequency of the form have been underlined by recent historical case-studies. While the particular purpose and activities of a fraternity might be infinitely various, the organization may be characterized in general as combining pious with social, economic, and political purposes. Its declared aims invariably included important religious functions, expressed in the invocation of a saintly patron and an annual mass with prayers for deceased members. With equal certainty, the annual feast day would bring the members together for a drink or a meal to celebrate their community. The overwhelming majority of English guilds admitted women alongside men: a feature generally characteristic of guilds of medieval northern Europe, although not so prevalent in the Mediterranean world. Sometimes described in modern English accounts as ‘parish fraternities’, these clubs indeed were often founded by groups of parishioners and regularly made use of an altar in a parish church as a devotional focus; yet they as often drew their memberships from a wider field than that of the parish, whose bounds they readily transcended…. An individual might join more than one guild, thereby extending still futher the range of his or her contacts. A significant minority of fraternities crystallized around a particular trade…. The overwhelming majority of guilds, however, were not tied by such association to a single craft, but brought together representatives of various trades and professions.”

extraordinarily, one type of fraternity — of non-kin remember (the whole point of voluntary associations is that they’re made up of non-kin) — appeared in england as early as the late-800s. from a previous post, the importance of the kindred in anglo-saxon society:

“the *gegildan* appears in some of the anglo-saxon laws in the late-800s as an alternative group of people to whom wergeld might be paid if the wronged individual had no kin. by the 900s, though, in southern england, the gegildan might be the only group that received wergeld, bypassing kin altogether. from Wage Labor and Guilds in Medieval Europe [pgs. 39-42]:

“‘The laws of King Alfred of Wessex, dated to 892-893 or a few years earlier, are more informative about the *gegildan*. Again, the context is murder and the wergild — the compensation required for the crime. By Alfred’s time, if not during Ine’s, the *gegildan* is clearly a group of associates who were not related by blood. The clearest example of this is in chapter 31 of the laws: ‘If a man in this position is slain — if he has no relatives (maternal or paternal) — half the wergild shall be paid to the king, and half to the *gegildan*.’ No information exists on the purpose of the *gegildan* other than its role as a substitute for kinship ties for those without any relatives. These associates, who presumably were bound together by an oath for mutual protection, if only to identify who was responsible, would benefit anyone, whether the person had relatives or not…. Although the evidence from the laws of Ine may be read either way, the *gegildan* seems to be an old social institution. As seen more clearly in the tenth and eleventh centuries, it acquired additional functions — a policing role and a religious character.

“‘The nobles, clergy, and commoners of London agreed upon a series of regulations for the city, with the encouragement and approval of King Athelstan, who caused the rules to be set down some time in the late 920s or 930s. The primary purpose of these ordinances was to maintain peace and security in the city, and all those supporting these goals had solemnly pledged themselves to this *gegildan*. This type of inclusive guild, sometimes referred to as a peace guild, was an attempt to create one more additional level of social responsibility to support the king and his officials in keeping the peaces. This social group of every responsible person in London is a broad one, and the law does not use the term *gegildan* to describe the association in general….

“‘The idea of a guild to keep the peace was not limited to London, and a document from the late tenth century contains the rules and duties of the thegn‘s guild in Cambridge. This guild appears to have been a private association, and no king or noble is mentioned as assenting to or encouraging this group. Most of the rules concern the principle purposes of this guild — the security of the members, which receives the most attention, and the spiritual benefits of membership itself. The guild performed the tasks of the old *gegildan*: the members were obliged to defend one another, collect the wergild, and take up vengeance against anyone refusing to pay compensation. The members also swore an oath of loyalty to each other, promising to bring the body of a deceased member to a chosen burial site and supply half the food for the funeral feast. For the first time, another category of help was made explicit — the guild bound itself to common almsgiving for departed members — and the oath of loyalty the members swore included both religious and secular affairs. Although in many respects this guild resembles a confraternity along the lines Hincmar established for the archdiocese of Rheims, the older purpose of the group — mutual protection with its necessary threat of vengeance — makes the Anglo-Saxon guild something more than a prayer meeting. To include almsgiving to members in distress would be a small step, given the scope of activities this guild established. There is no sign that the thegns cooperated in any economic endeavors, but older rules of rural society had already determined methods of sharing responsibility in the villages, and the thegns cooperated on everything that was important in their lives. The thegns of Cambridge had a guild that resembles in some important ways the communal oath, that will be discussed below, of some Italian cities in the next century.'”

the gegildan of early medieval england, then — a voluntary association, a fraternity — appeared on the scene something like two hundred years before the communes of northern italy arose, three hundred plus years before the novgorod republic was formed, and nearly nine hundred years before the russians gave civiness another shot (after novgorod). i’m not aware of any earlier such associations in western medieval europe, although they may have existed. it appears, too, that the gegildan appeared in situ in england, a newly developed social structure to take over some of the earlier functions of the rapidly disappearing kindred (including feuding and protection), although maybe the concept was imported from the carolingians — the heart of the preceding frankish kingdoms, austrasia, was where manorialism had begun, which was then imported across the channel, so perhaps the gegildan concept was as well.

whatever the case, it’s in the core of “core” europe, once again, that we find the earliest evidence for behavioral patterns that are now the hallmarks of western civilization: late marriage and nuclear families, lowest levels of cousin marriage for the longest period of time, low levels of violence, high levels of civic-mindedness (see above), universalism, unparalleled accomplishment — they all appear earliest (in medieval europe), and are still the strongest, in this central area (very roughly the area indicated by the green oval on this map).

so, now we come to it: why? why was it “evident” by the end of the nineteenth century that there were two europes, and what do all these long-standing historical differences have to do with it?
_____

the ultimate cause must lie in our biologies. humans are biological creatures, so there’s no way around it. we know that all behavioral traits are heritable, so we have to look to differences in the populations’ genetics and evolutionary histories.

as i wrote recently: evolution in humans is ongoing, recent, can be pretty rapid (within some constraints), and has been/is localized (as well as global). in fact, human evolution has sped up since the agricultural revolution since the number of individuals, and therefore mutations, on which natural selection might work skyrocketed in post-agricultural societies. remember, too, that “every society selects for something,” and that we’re talking about frequencies of genes in populations and that those frequencies can fluctuate up and down over time.

so there is NO reason NOT to suppose that the differences in behavioral traits that we see between european sub-populations today — including those between western and eastern europe — aren’t genetic and the result of differing evolutionary histories or pathways.

even rapid evolution takes time, though. we’re not talking one or two generations, but more like thirty or forty — fifty’s even better. point is, evolutionary changes don’t only occur on the scale of eons. they can also happen over the course of centuries (again, multiples of centuries, not just one or two). the circa eleven to twelve hundred years since the major restructuring of society that occurred in “core” europe in the early medieval period — i.e. the beginnings of manorialism, the start of consistent and sustained outbreeding (i.e. the avoidance of close cousin marriage), and the appearance of voluntary associations — is ample time for northwestern europeans to have gone down a unique evolutionary pathway and to acquire behavioral traits quite different from those of other europeans — including eastern europeans — who did not go down the same pathway (but who would’ve gone down their own evolutionary pathways, btw).

what i think happened was that the newly created socioeconomic structures and cultural (in this case largely religious) practices of the early medieval period in northwest “core” europe introduced a whole new set of selective pressures on northwest europeans compared to those which had existed previously. rather than a suite of traits connected to familial or nepostic altruism (or clannishness) being selected for, the new society selected for traits more connected to reciprocal altruism.

before the early medieval period, northwest europeans — looking away from the urbanized gallo-romans who may have been something of a special case (more on them another day) — had been kin-based populations of agri-pastoralists whose societies were characterized by inter-clan feuding, honor/shame (vs. integrity/guilt), and particularism (vs. universalism). i think these traits were under constant selection in those populations because: reproductive success in those societies was dependent upon one’s connection to, and one’s standing within, the extended kin-group, so, thanks to being tied to kin rather than non-kin, nepotistic altruism genes would’ve been favored over reciprocal altruism ones; the extended kin-group was the element within which most individuals would’ve interacted with others, those others being related individuals who would’ve been likely to share the same nepotistic altruism genes (alleles) [see here for more]; and cousin marriage was rife, which again would’ve further fuelled the selection for these genes, since members of the same kin-group would’ve had an even greater likelihood of sharing the same versions of their nepotistic altruism genes.

pretty much the opposite happened during the early and high middle ages in “core” europe. manorialism pushed for nuclear families rather than extended family groupings, and so people began to interact more with non-kin rather than kin, enabling the selection for more traits related to reciprocal altruism. the avoidance of close cousin marriage meant that family members would’ve shared fewer altruism genes in common, so any selection for nepotistic altruism would’ve slowed down. and once voluntary associations of non-kin appeared, the selection for reciprocal altruism really would’ve (or, at least, could’ve) taken off. reproductive success was no longer dependent upon connections to the extended family group, but, rather, unrelated individuals living with the community.

the manor system developed in the 500s in “core” europe (austrasia), but did not arrive in russia (and much of eastern europe) until the late medieval/early modern period. (it never got to the balkans.) the extended family was most likely gone on the manors in the west by the 800s (see mitterauer), although it is conceivable that the nuclear families found on the manors in the earliest days were residential nuclear familes rather than the fully atomized ones that we see in the west today. certainly by the 1500s, there are no longer any traces of the extended family among “core” europeans (although there are still some pockets). the avoidance of cousin marriage was underway in earnest by the 800s (possibly earlier, but definitely by the 800s). it was still on shaky ground as late as the 1400s in russia. and, as we’ve seen, voluntary associations appeared very early in “core” western europe, but only very recently in russia (and, presumably, other areas of eastern europe).
_____

most of you will recognize this as the hajnal line story (yet again!) with a few new nuances thrown in. manorialism, outbreeding, and voluntary associations all began in “core” europe — again very roughly the area outlined by the green oval on the map below (the other lines indicate, again roughly the extent of the hajnal line) — and they spread outwards from there over time, eventually reaching russia and other parts of eastern europe, but not until very late. (and the manor system in russia, once it was adopted there, was of a very different form than what had existed in western europe.)

hajnal line - core europe

inside the hajnal line, which (imo) reflects the extent of the strongest selection for behavioral traits related to reciprocal altruism over nepotistic altruism, the populations have stronger democratic traditions, are more civic-minded, are less corrupt, and score higher on individualism (vs. collectivism) on hofstede’s idv dimension than the populations outside the hajnal line. (please, see my big summary post on the hajnal line for more details.) all of these behavioral patterns “fit” better with the idea that these populations are characterized by innate reciprocal altruism tendencies rather than more nepotistic altruism ones. the populations outside the hajnal line seem to be more oppositely inclined.

there is no doubt that soviet communism wreaked havoc on eastern european populations. some untold millions died in the gulags, families and towns and villages were ripped apart, political repression was beyond belief. but smart money says that, along with civicness, many of the “non-western” features of contemporary eastern europe — high corruption rates, etc. — have deeper roots, and are not the consequences of communism, but rather of recent evolution by natural selection.

previously: civic societies and civic societies ii and democracy in italy and big summary post on the hajnal line

(note: comments do not require an email. sorry there’s no tl;dr summary!)

nepotism as a moral duty (in iraq)

here’s an oldie but a goodie — from the nyt in 2003:

THE STRUGGLE FOR IRAQ: TRADITIONS
Iraqi Family Ties Complicate American Efforts for Change
By JOHN TIERNEY
Published: September 28, 2003

(…)

“Americans just don’t understand what a different world Iraq is because of these highly unusual cousin marriages,” said Robin Fox of Rutgers University, the author of “Kinship and Marriage,” a widely used anthropology textbook. “Liberal democracy is based on the Western idea of autonomous individuals committed to a public good, but that’s not how members of these tight and bounded kin groups see the world. Their world is divided into two groups: kin and strangers.”

Iraqis frequently describe nepotism not as a civic problem but as a moral duty. The notion that Iraq’s next leader would put public service ahead of family obligations drew a smile from Iqbal’s uncle and father-in-law, Sheik Yousif Sayel, the patriarch in charge of the clan’s farm on the Tigris River south of Baghdad.

“In this country, whoever is in power will bring his relatives in from the village and give them important positions,” Sheik Yousif said, sitting in the garden surrounded by some of his 21 children and 83 grandchildren. “That is what Saddam did, and now those relatives are fulfilling their obligation to protect him from the Americans.”

Saddam Hussein married a first cousin who grew up in the same house as he did, and he ordered most of his children to marry their cousins….

Next to the family, the sons’ social priority is the tribe, Sadah, which has several thousand members in the area and is led by Sheik Yousif. He and his children see their neighbors when praying at Sunni mosques, but none belong to the kind of civic professional groups that are so common in America, the pillars of civil society that observers since de Tocqueville have been crediting for the promotion of democracy.

“I told my children not to participate in any outside groups or clubs,” Sheik Yousif said. “We don’t want distractions. We have a dynasty to preserve.” To make his point, he told his sons to unroll the family tree, a scroll 70 feet long with lots of cousins intertwined in the branches.

the arab and arabized world ranks very low in surveys of civic behaviors. the middle east/maghreb typically vies with eastern europe for bottom place in the rankings when it comes to people joining voluntary associations. see this previous post: civic societies ii.

more from the nyt:

Cousin marriage was once the norm throughout the world, but it became taboo in Europe after a long campaign by the Roman Catholic Church. Theologians like St. Augustine and St. Thomas argued that the practice promoted family loyalties at the expense of universal love and social harmony. Eliminating it was seen as a way to reduce clan warfare and promote loyalty to larger social institutions — like the church.

The practice became rare in the West, especially after evidence emerged of genetic risks to offspring, but it has persisted in some places, notably the Middle East, which is exceptional because of both the high prevalence and the restrictive form it takes. In other societies, a woman typically weds a cousin outside her social group, like a maternal cousin living in a clan led by a different patriarch. But in Iraq the ideal is for the woman to remain within the clan by marrying the son of her father’s brother, as Iqbal did.

The families resulting from these marriages have made nation-building a frustrating process in the Middle East, as King Faisal and T. E. Lawrence both complained after efforts to unite Arab tribes.

“The tribes were convinced that they had made a free and Arab Government, and that each of them was It,” Lawrence wrote in “Seven Pillars of Wisdom” in 1926. “They were independent and would enjoy themselves a conviction and resolution which might have led to anarchy, if they had not made more stringent the family tie, and the bonds of kin-responsibility. But this entailed a negation of central power.”

That dichotomy remains today, said Ihsan M. al-Hassan, a sociologist at the University of Baghdad. At the local level, the clan traditions provide more support and stability than Western institutions, he said, noting that the divorce rate among married cousins is only 2 percent in Iraq, versus 30 percent for other Iraqi couples. But the local ties create national complications.

“The traditional Iraqis who marry their cousins are very suspicious of outsiders,” Dr. Hassan said. “In a modern state a citizen’s allegiance is to the state, but theirs is to their clan and their tribe. If one person in your clan does something wrong, you favor him anyway, and you expect others to treat their relatives the same way.”

The more educated and urbanized Iraqis have become, Dr. Hassan said, the more they are likely to marry outsiders and adopt Western values. But the clan traditions have hardly disappeared in the cities, as is evident by the just-married cousins who parade Thursday evenings into the Babylon Hotel in Baghdad. Surveys in Baghdad and other Arab cities in the past two decades have found that close to half of marriages are between first or second cousins.

The prevalence of cousin marriage did not get much attention before the war from Republicans in the United States who expected a quick, orderly transition to democracy in Iraq. But one writer who investigated the practice warned fellow conservatives to stop expecting postwar Iraq to resemble postwar Germany or Japan.

“The deep social structure of Iraq is the complete opposite of those two true nation-states, with their highly patriotic, cooperative, and (not surprisingly) outbred peoples,” Steve Sailer wrote in The American Conservative magazine in January. “The Iraqis, in contrast, more closely resemble the Hatfields and the McCoys….”

yup.

and while we’re quoting robin fox, here from The Tribal Imagination [pg. 62]:

“For a start, there is no ‘Iraqi People.’ The phrase should be banned as misleading and purely rhetorical. Iraq as a ‘nation’ (like the ‘nation’ of Kuwait) was devised by the compasses and protractors of Gertrude Bell when the British and French divided up the Middle East in 1921. We know well enough the ethnic-religious division into Kurd, Sunni, and Shia. People who know very little else can rehearse that one (even if they do not really know the difference; the Kurds are Sunnis, after all). But what is not understood is that Iraq, like the other countries of the regions, still stands at a level of social evolution where the family, clan, tribe, and sect command major allegiance. The idea of the individual autonomous voter, necessary and commonplace in our own systems, is relatively foreign.”

(note: comments do not require an email. tribal map of iraq.)

response to jayman’s post

this is my response to jayman’s post of yesterday, Where HBD Chick’s Hypothesis Works. i was going to leave these thoughts in a comment to his post, but i quickly realized that my comment was going to be pretty long, so i figured i’d just make it a post here. i should just say at the outset that i agree with pretty much everything jayman had to say (^_^) — with a couple of minor quibbles — so this comment will mostly be me rambling about those, plus i’ll be throwing in a couple of “thoughts for future research.” you should definitely go read his post first if you haven’t already before reading my comments. pay attention to his map of how well the hypothesis works in different areas — it’s great! (^_^)

ok. jayman says:

“As we see, from what we know of historic mating patterns and behavior of people today, HBD Chick’s hypothesis works excellently across much of the world. This is especially true across Europe, the Middle East, and much of the Muslim world, and in China.”

yes. on several occasions i’ve wondered if this inbreeding/outbreeding idea really applies mainly, or only, to the indo-european world + the arabs. but the situation of china seems to fit well, too, so i think the general theory is probably more widely applicable (assuming for a sec that it’s correct at all — which it might not be). as i’ll argue below (one of my quibbles), i think the theory might also hold pretty well for japan although Further Research is RequiredTM. (actually, Further Research is RequiredTM for most areas of the world — especially lots of actual genetic/real scientific research!)

more from jayman:

“There are however a couple of places that don’t seem to fit as well. Most poignant of these is sub-Saharan Africa. HBD Chick’s hypothesis doesn’t cover much of Africa, especially the non-Muslim parts. It’s unclear if the historic mating among non-Muslim Blacks was particularly consanguineous (though it was, and remains in many places, polygynous). However, as we clearly know, sub-Saharans do behave like considerably clannish people in some ways, yet a lot more like typical outbreeders in other ways.”

even though i haven’t posted much about sub-saharan africa — yet! — i have been reading up and taking notes on the mating patterns of sub-saharans africans, and let me tell you — there are a LOT of sub-saharan african populations (tanzania alone has more than 120, or more than 260, ethnic groups depending on how you count them! whew!), so, as you can imagine, there is a wiiiide variety of mating patterns on the continent. if i were to make an off-the-cuff guess from what i’ve read so far, i’d estimate that maybe 40%-50% of sub-saharan populations currently practice cousin marriage or did in the recent past (none of them practice the really inbred fbd marriage type of the arabs — except for some northern muslim populations — and even they don’t marry their fbds as consistently as the arabs do). that is just a guess, though. and, then, there’s the polygamy, which also serves to narrow the genetic relatedness in populations, and, so, might trigger similar selection processes for “genes for clannishness” (whatever they might be). and polygamy seems to be very common throughout sub-saharan africa — it’s found almost everywhere (although not everyone can afford to practice it, of course).

the trick will be to try and reconstruct, if at all possible, the historic mating patterns of sub-saharan african populations, especially since historical records for the continent are few and far between. there are historic records for some sub-saharan populations, mainly dating from post-european contact times, of course, and many of them might be useful — a lot of missionaries were hobby ethnographers and recorded loads of cultural data about the people they hoped to convert. genetic data would no doubt be more useful still. (btw, see what i had to say about the mating patterns of african americans and the igbo of nigeria in the comments thread over on jayman’s blog.)

in jayman’s paragraph above, he referenced this old post of mine — civic societies ii — in which i pointed out that the sub-saharan africans surveyed in the world values survey are quite civic, i.e. they are frequently active in voluntary organizations, much more so than peoples in the middle east or eastern europe (see the charts in that previous post). that seems, to me, to be an outbred trait — at least it is very characteristic of northwest europeans. the bamileke of cameroon, too, have a lot of non-familial associations in their society, and they have probably avoided cousin marriage for at least a couple of hundred years.

seven sub-saharan african countries were included in those world value survey results (see this post) — burkina faso, ethiopia, ghana, mali, rwanda, south africa, and zambia — a selection which offers a fairly good regional spread around the continent. i should drill down into those world values survey results to see if i can find out more specifically which subgroups in those populations (if any in particular) were surveyed in each of the countries, and i should try to find out more about the historic mating patterns of those groups. there’s a plan for some future blogging right there!

from jayman again:

“However, farther south in Africa are the San hunter-gatherers (the Bushmen), who were intentional outbreeders, with marriage occurring across tribes. However, overall rates of violence among them are comparable to those found in their Bantu neighbors.”

ack! i still haven’t read more about the bushmen. put that down on the Further Research is RequiredTM list as well!

and this:

“Muslim Central Asia (including the Uyghur province) hasn’t been directly looked at by HBD Chick. But presumably mating patterns there have been similar to the rest of the Muslim world, which would seem to explain the levels of clannishness and corruption there.”

from what i’ve read, the central asians — especially in all of the -stans — tend to avoid any marriage within the paternal clan out to the seventh generation, so in that way they are very unlike the arabs and pakistanis and afghanis. father’s brother’s daughter (fbd) marriage really does seem to have stopped at the edges of the eighth century caliphate. in some regions of central asia, there is also an avoidance of close cousin marriage within the maternal line out to the third generation; in other places central asians do marry their first and second cousins in the maternal line — or have done until fairly recently. this fits with the broader preference of mother’s brother’s daughter (mbd) marriage in asia (where cousin marriage occurs). also, these patterns of avoiding marriage especially in the paternal line, and even sometimes in the maternal line, matches with at least some of the subgroups in tibet. as we saw the other day, first cousin marriage was commonplace in and around lhasa (at the very least) in the 1700s, but has disappeared since that time. perhaps close cousin marriage was also more common throughout central asia and has disappeared in more recent times — or is still in the process of disappearing. dunno. Further Research is RequiredTM.

“India and Southeast Asia also haven’t been discussed much by HBD Chick, either.”

india. *sigh* gotta love india (and indians!) for all of its anthropological diversity, but i have to admit that i have been avoiding india due to the complexity of the mating patterns there. all of those castes!! *sigh* the one very, very general broad pattern that i do know about india right now is that consanguineous marriages are more frequent in southern india than in the north (see the map on consang.net) AND a lot of those consanguineous marriages have been awfully close — uncle-niece marriage is common in southern india — up until very recently (there’s still quite a bit of uncle-niece marriage in the south nowadays, i believe). so, if the theory’s right, then (looking away from the muslims and christians and sikhs, etc., and just focusing on the hindus) there ought to be more clannishness and nepotism and corruption in southern india than in the north. i don’t know if that’s the case or not, but that ought to be how it is. the population ought to be more clannish in the south. similarly, there ought to be more clannishness/corruption/etc. in southern than in northern china — and i do know that clans are more important in southern china than in the north. again, need to try to reconstruct if close marriages were common historically in india and/or china — this should be easier for these populations than for africa since india and china are, obviously, literate civilizations and have been for many millennia.

southeast asia i just haven’t gotten around to yet, unfortunately.

“The Muslim sections of Southeast Asia fit the pattern seen with the core Muslim world, it would seem.”

yes and no. like the central asian muslims — and unlike the arabs/pakistanis/afghanis — the muslims of southeast asia probably avoid fbd marriage. it would be interesting to know if the population of aceh province in indonesia happens to practice particularly close marriage, though, since they have some of the strictest islamic codes of anywhere in indonesia.

jayman again:

“And the Papuan people of New Guinea are famous for being the most tribal people in the world, with the island hosting over *1,000* different languages!

like sub-saharan africans, png-ers have a wide variety of mating patterns! some groups absolutely, definitely have a preference for marrying close cousins while others outbreed. look for a post real soon on some apparent outbreeders from png — the baining!

more jayman!:

“Korea and especially Japan do not fit quite as seamlessly. Japan has had a history of cousin marriage, and the situation in Korea is unclear. Yet neither country is fractured into mutually distrustful clans as is China. Indeed, Japan has a functioning ‘commonweal’ society. However, it is not necessarily like the outbred Northwest Europeans either, possessing some characteristics of a clannish society [those are all unique links in this sentence-h.chick]. It is possible that these countries, like Finland & Iceland in Europe, are also ‘inbetweeners’ of sorts, and possess a distinct hybrid between clannish and non-clannish, as was the topic of my post Finland & Japan.”

yeah. can’t tell you anything at all about korea, because i still haven’t read up on korea yet! (except what misdreavus told me, which is that the upper classes in korea avoided close marriages. interesting.)

japan. yes, japan. japan is probably some sort of “inbetweener” group like jayman suggests — inbetweeners being not extremely inbred (like the arabs) but not being very outbred either (like northwest europeans). japan is apparently not as squeaky clean civic-wise as most of us think, although obviously the japanese are WAY more civically behaved than most peoples! if you look at anatoly karlin’s corruption reality index, the japanese actually score lower than most northwest europeans, and group together with bulgaria, croatia, france, and argentina, as far as corruption goes. and nearly as bad as italy! in 2010, nine percent of japanese people responded that they had to pay a bribe during the previous year, whereas zero percent of danes reported this, one percent of british people, two percent of germans, and five percent of americans. (meanwhile, eighty-nine percent of liberians did! and eighty-four percent of cambodians.) i also had a researcher tell me that, in a study which they conducted (not published yet, i don’t think), the japanese actually scored pretty low on interpersonal cooperation tests — which surprised these researchers. so, something is up with the japanese. they did marry close cousins at a pretty significant rate (ca. 22% — that’s roughly half the rate of sicilians in the early twentieth century) right up into the early twentieth century (see also here). so, i think that the japanese might actually fit the “clannishness” model more than is supposed. they don’t behave as clannishly as the chinese, but they are rather clannish.

jayman had this to say about the japanese and east asians — with which i heartily agree:

“The other possible ingredient could be this: local conditions – often imposed by the State or other local powers – may affect the course of evolution of a people despite the local frequencies of inbreeding/outbreeding. We see this to an extent in China, where considerable genetic pacification – under the direction of the State – served to reduce aggressiveness of the Chinese people despite their considerable clannishness. Perhaps this explains what we see in Japan.”

also this:

“As well, of course, the initial characteristics of the people in each of these areas may have some bearing on their outcomes today, as these traits may affect the precise course of evolution in these places.”

absolutely!

the other populations of the world that jayman mentions that i haven’t discussed (like australian aborigines) i just simply haven’t researched. yet! Further Research is RequiredTM! (^_^)
_____

i’m obviously not the first person to think that mating patterns + inclusive fitness might affect the selection of genes related to social behaviors. that would be william hamilton [pdf]. other population geneticists have played around with the idea, too. in the blogosphere, steve sailer was the first to connect cousin marriage with things like nepotism and an absence of (liberal) democracy in societies — after parapundit pointed out the odd connection between those things in the middle east. even saints augustine and thomas aquinas (and st. ambrose, btw) figured there was probably a connection between mating patterns and the structures and functioning of a society. so does the economist avner greif [pdf], although he doesn’t consider the biological side of it (which is completely ok!).

furthermore, the historian michael mitterauer — who specializes in the history of the european family — understands that there is some sort of connection between mating patterns and family types and size (and the functioning of society), although he doesn’t grasp that the explanation is probably biological either (which is completely ok!). (the more inbred the larger the family; the more outbred, the smaller — i think.) and all sorts of thinkers from engels to weber to durkheim to todd have figured out, in different ways, that family types and structures affect the workings of society.

so even if the specific inbreeding/outbreeding theory discussed on this blog is wrong, i think it’s valuable to examine the mating patterns and family types of human populations. who mates with whom — in other words, the ways genes flow through a population down through the generations — has got to be one of the more important topics in population genetics, afaics! and, at the very least, the prevalence of specific family types in populations must affect selection pressures, since families are a large part of the social environment in any society.

in any event, i just personally find all the different mating patterns and family types interesting! especially in the light of sociobiology. so i’m probably not going to stop blogging about them any time soon. don’t say i didn’t warn you! (~_^)

oh, and very importantly — thanks, jayman! (^_^)

(note: comments do not require an email. albatross!)

big summary post on the hajnal line

*update below*

i thought i’d do a big summary post on the hajnal line, just to have everything in once place. (^_^) sorry, there is no tl;dr, so go get yourself a cup of coffee. i’ll wait here.

back already?! ok…

so, here is the hajnal line:

hajnal line

from wikipedia: “The line in red is Hajnal’s. The dark blue lines show areas of high nuptiality west of the Hajnal line.”

obviously this is a schematic map. the true hajnal line should, no doubt, be all squiggly. i also suspect that a few other areas in western europe ought to be “outside” the hajnal line as well: highland scotland most definitely and galicia in spain possibly, although that latter one is more of a guess. possibly brittany, too, while i’m at it. oh, and it also appears as though the hajnal line should run through finland somewhere, separating the east from the west, with the eastern part being INSIDE the line. more on that…someday. (*^_^*)

anyway, more from wikipedia: “The Hajnal line is a border that links Saint Petersburg, Russia and Trieste, Italy. In 1965, John Hajnal discovered it divides Europe into two areas characterized by a different levels of nuptiality. To the west of the line, marriage rates and thus fertility were comparatively low and a significant minority of women married late or remained single; to the east of the line and in the Mediterranean and select pockets of Northwestern Europe, early marriage was the norm and high fertility was countered by high mortality.

“West of this line, the average age of marriage for women was 23 or more, men 26, spouses were relatively close in age, a substantial number of women married for the first time in their thirties and forties, and 10% to 20% of adults never married. East of the line, the mean age of both sexes at marriage was earlier, spousal age disparity was greater and marriage more nearly universal. Subsequent research has amply confirmed Hajnal’s continental divide, and what has come to be known as the ‘Western European marriage pattern’, although historical demographers have also noted that there are significant variations within the region; to the west of the line, about half of all women aged 15 to 50 years of age were married while the other half were widows or spinsters; to the east of the line, about seventy percent of women in that age bracket were married while the other thirty percent were widows or nuns….

The region’s late marriage pattern has received considerable scholarly attention in part because it appears to be unique; it has not been found in any other part of the world prior to the Twentieth Century. The origins of the late marriage system are a matter of conjecture prior to the 16th Century when the demographic evidence from family reconstitution studies makes the prevalence of the pattern clear; while evidence is scanty, most English couples seemed to marry for the first time in their early twenties before the Black Death and afterward, when economic conditions were better, often married in their late teens.”

so, the two big things that hajnal discovered: late marriage common in western europe plus a lot of individuals never marrying in western europe.

hajnal’s original article on his line — “European marriage pattern in historical perspective” — was published in 1965 in Population in History: Essays in Historical Demography.
_____

as if that weren’t interesting enough on its own, there seems to be a lot of other things connected — or somehow related — to the hajnal line. for instance, the distribution of nuclear families in europe. here’s a map of emmanuel todd‘s traditional family systems in europe — the absolute, egalitarian, and stem families (yellow, blue, and green on the map) are all types of nuclear or small-sized families (the stem family is the immediate family plus one set of grandparents, so it has slightly more members than a pure nuclear family). as you can see, small families (nuclear and stem families) occur most frequently to the west of or “inside” the hajnal line, community or extended families more frequently outside of it (h/t m.g. for the map! — hajnal line added by me):

todd - traditional family systems of europe - hajnal line sm

the distribution of average national iqs also seems to be related to the hajnal line — in general, higher average national iqs are found inside the hajnal line rather than outside of it (h/t jayman for this map! — hajnal line added by me):

jayman's map + hajnal line

perhaps thanks to the distribution of average iqs (although i don’t think that iq is the whole story), maybe we shouldn’t be surprised to find the highest concentrations of human accomplishment in europe distributed like this, i.e. falling mostly within the hajnal line (h/t charles murray for the map! — hajnal line added by me):

charles murray - human accomplishment map - european core + hajnal line

nations west of the hajnal line tend to be stronger in democratic tendencies than nations east of the line. here’s a map of the economist’s intelligence [sic] unit’s 2012 democracy index results for europe — with hajnal line added (by me). the darker the green, the more democracy:

democracy index - europe - 2012 + hajnal line

the populations west of the hajnal line also appear to be more civic-minded than those to the east of it. civicness here is determined using robert putnam’s technique of looking at participation rates in voluntary associations. the data below are drawn from the world values survey — see more details in this post — and this one, too! (sorry, i haven’t got a map for these data, so you’ll have to make do with a table. the data for each individual country can be found in this post. the eastern european countries — circled in red — are all fully or partially east of the hajnal line. the remainder are not, although remember that southern italy and southern spain — two of the “southern europeans” here — are. note also that “anglos” includes the u.s., canada, australia, etc. — for great britain’s scores, see this post. click on table for LARGER view.)

wvs - membership voluntary organizations - totals - hajnal line

and perceived corruption is generally lower inside the hajnal line than outside. here is a map based on transparency international’s corruptions perceptions index scores for europe in 2012 (hajnal line added by me):

europe-corruption-2012 + hajnal line

populations inside the hajnal also tend to score higher on individualism on hofstede’s individualism versus collectivism (IDV) dimension, while those outside the hajnal line are more collectivistic (see this post). here is a map of these scores that i swiped off the internet. i have a few reservations about this map which i discussed in the previous post — the raw scores are also listed in that post (hajnal line added by me):

individualism-map-2 + hajnal line

and here’s a map taken from steven pinker’s Better Angels of the geography of homicide in late nineteenth century europe (hajnal line added by me). the homicide rates were significantly lower inside the hajnal line than outside of it in the late nineteenth century (more on this later in the post):

pinker - fig. 3.8 - hajnal line02_____

so, to sum up — INSIDE (or to the west of) the hajnal line we find:

– late marriage and 10-20% of adults never marrying
– small families, either nuclear or stem
– higher average iqs than outside the line
– the highest concentrations of human accomplishment in europe
– more democracy
– greater civic-mindedness or orientation towards the commonweal
– generally low perceived corruption
– high individualism
– and low homicide rates in the 19th century

why?

at first glance, the most obvious explanation would seem to be simply that these are all germanic populations to some extent or another. we’ve got the franks and co. in france and the low countries, the visigoths in northern spain, the langobards (and others) in northern italy, the swiss, the austrians, the scandinavians, and the peoples who became “the germans” in germany after they reconquered those areas during the ostsiedlung. and maybe that’s it. maybe that’s the whole story. i don’t think so, though, although it’s likely a part of the story (perhaps even a big part, i dunno).

why don’t i think that’s the whole story?

well, first of all, despite what you might’ve heard from tacitus, the pre-christian germanics did not marry late. going by the archaeological evidence (i.e. the types of grave goods found associated with girls aged around twelve to fourteen), it appears that pre-christian germanic women married young — probably right around the time they hit puberty. not sure about the men, but the case of the females indicates that hajnal’s line does not extend back into pre-christian times. odds are, too, that, like in most other societies in the world, the majority married, but i have no evidence for that either way.

additionally, the nuclear family was not the primary foundational building block of pre-christian germanic societies. while the pre-christian germanics do seem to have had residential nuclear families, it was the extended family — the kindred — that was of utmost importance both socially and legally to the germanic tribes (see for example this post). (this, btw, is similar to sicilians and other southern italians today, as well as to the greeks — these groups have residential nuclear families, but the extended family is very, *very* important in those populations. this is something that, i think, emmanuel todd overlooked. planning to work up a post on the topic…one of these days. (^_^) )

there are also no indications that the pre-christian germanics were particularly bright. they didn’t build any aqueducts anyway.

also — and i know this will get some of you riled up — the pre-christian germanics weren’t any more democratic than any other clannish populations on the planet were in the past or are today. yes, yes, i know, i know — the things! yes. i know. you’ll have to trust me on this for now — those things are not very good indicators of the presence of democracy. at least not democracy as we know it (or like to think we know it). i will come back to this in another post, i promise! for now, please just trust me on this. (for a couple of hints on what i’ll be getting at, you can have a look at this post and the first section of this post where i mention democracy in medieval iceland.)

it’s also unlikely that the pre-christian germanics were particularly oriented towards the broader commonweal either. pre-christian germanic society was, as i said, structured around the extended family, or the kindreds, and blood-feuds between kindreds were common (and legal). in any other society that i know of which is structured like that — like afghani society today, for instance (although there they have even tighter clans — the germanic kindreds had a looser configuration) — the members are not interested in the common good. they are interested in their extended family’s good. that’s it. in such societies, too, individualism usually runs second to collectivism — again, that’s a collective attitude toward the extended family, not the broader society. not sure how much individualism there was in pre-christian germanic society. still need to find that out (if possible).

finally, the violence/homicide rates in pre-christian germanic societies were undoubtedly high. the omnipresent blood-feuds — not to mention all of the whopping great germanic swords and the seaxes — indicate that this was probably the case.
_____

the historic evidence for the existence of the hajnal line goes back to the 1500s, but no one’s quite sure when the pattern first emerged. the only thing that’s clear is that it was sometime between the introduction of christianity to the germanics in northern europe (which started in something like the 400s) and the 1500s.

two of the biggest changes to this area of europe beginning in the early medieval period were: the introduction of new mating patterns thanks to the catholic church and the introduction of manorialism. these two elements of medieval european society were present in the areas inside the hajnal line and were absent to various degrees in the areas outside the line. in fact, hajnal’s line lies exactly at the limits of western christendom and the (bipartite) manor system in eastern europe (and southern italy and spain and ireland, etc.). this is not my idea, but something i picked up from the historian michael mitterauer’s book Why Europe? [pgs. 45-45]:

“The most significant expansion of the model agricultural system [manorialism] in the Frankish heartland between the Seine and the Rhine took place toward the east. Its diffusion embraced almost the whole of central Europe and large parts of eastern Europe….. This great colonizing process, which transmitted Frankish agricultural structures and their accompanying forms of lordship, took off at the latest around the middle of the eighth century. Frankish majordomos or kings from the Carolingian house introduced manorial estates (*Villikation*) and the hide system (*Hufenverfassung*) throughout the royal estates east of the Rhine as well…. The eastern limit of the Carolingian Empire was for a long time an important dividing line between the expanding Frankish agricultural system and eastern European agricultural structures. When the push toward colonization continued with more force in the High Middle Ages, newer models of *Rentengrundherrschaft* predominated — but they were still founded on the hide system. This pattern was consequently established over a wide area: in the Baltic, in large parts of Poland, in Bohemia, Moravia and parts of Slovakis, in western Hungary, and in Slovenia.”

but note that the manor system was introduced into these eastern regions much later than it had been in the west. more from mitterauer:

Colonization established a line streching roughly from St. Petersburg to Trieste. We will come across this line again when studying European family systems and their diffusion. The sixteenth century witnessed the last great attempt to establish the hide system throughout an eastern European region when King Sigismund II of Poland tried it in the Lithuanian part of his empire in what is modern-day Belarus. The eastward expansion of Frankish agrarian reform therefore spanned at least eight centuries.”

mitterauer also discusses the hows and whys of the absence of manorialism in southern italy, spain, ireland, etc. — in other words, all of the populations which are today outside the hajnal line [pg. 54]:

“Over against this ‘core Europe’ was a ‘peripheral Europe’ that did not acquire these structures until a relatively later date — or not at all. Here we can list Ireland, Wales, and Scotland in the West; the area of eastern Europe beyond the Trieste-St. Petersburg line that was unaffected by the colonization of the East; the entire Balkan region; southern Italy, which was formerly Byzantine, along with the southern part of the Iberian Peninsula that was under Moorish rule for so long a time. The political, economic, and social evolution of many regions in ‘peripheral Europe’ took a different turn because of their clinging to other, traditional agricultural systems.”

there’s no map in Why Europe? showing the areas of europe that were “manorialized” according to mitterauer, so i gave a shot at creating one based on mitterauer’s descriptions in the book (frisia was never manorialized, btw):

extent and spread of manorialism

yup! looks pretty much just like the hajnal line.

manorialism is important for at least two reasons — and probably many more that i haven’t thought about. firstly, the whole system was based on nuclear families. in the bipartite manor system, peasants or serfs or whomever (depending on time and place in western europe) lived on and managed their own farms (let out to them by the manor owner) and also worked on the manor or paid rent to the manor. extended families very much did not fit into the manor system as it operated in western europe (there was a different development in eastern europe where extended families were very much part of the package). so manorialism — at least western manorialism — “pushed” for the nuclear family. as early as the 800s in northwestern france, families that lived and worked on manors were very small, most often being only two generations (parents and children) and occasionally including a grandparent.

the second reason manorialism was so important was because this was the vehicle via which the ecclesiastical and secular laws against cousin marriage could be enforced. as greying wanderer commented the other day:

“Not only was the land owned by the Lord of the Manor rather than by the village commune as it was elsewhere the manor with its central manor house and church was a model of combined civil and religious authority. Those villagers who wanted to get ahead with their own little plot of land had to be respectable and that meant if married it had to abide by the church’s rules.”

exactly!

so, because the populations in peripheral europe missed out on manorialism, they also missed out on the “push” for nuclear families and the more stringent enforcement of the cousin marriage bans.

however, mitterauer makes the point that it appears as though conversion to christianity was needed first before manorialism could be successfully introduced [pg. 77]:

“The introduction of Christianity always preceded the introduction of the hide system throughout the entire colonization in the East — often by only a slight difference in time, but occasionally centuries earlier. The time sequence was never reversed, anywhere. The western agrarian system at all times found a state of affairs where Christian conversion had either relaxed or weakened older patrilineal patterns. This process had already paved the way for the transition to a bilateral system of kinship and the conjugal family.”

medieval christianity weakened the old patrilineal clannish (or kindred-based) systems because it insisted upon the avoidance of cousin marriage which reduced the genetic ties between extended family members and set the stage for the selection of very different behavioral patterns in parts of northwestern europe — “core” europe. orthodox christianity in eastern europe also banned close cousin marriage, but this came later in that area of the world (since they adopted christianity later), and enforcement was not as firm as in the west — the secular regulations on marriage in medieval russia, for instance, flip-flopped several times and do not seem to have backed up the orthodox church’s canon laws as consistently as secular authorities had tended to do in the west (see here and here for example). and, again, the manor system was a very late arrival in eastern europe, and in many places it was not a bipartite system based upon nuclear families. the eastern european extended family networks were incorporated into the manor system which developed there, because the extended family had never been broken apart in the east, since the cousin marriage bans were adopted at a later point in time and were not as strongly enforced.
_____

the long-term outbreeding of northwestern europeans, which began in the early medieval period, resulted in a new social environment for these populations. gone were the clans and kindreds, gone were the extended families, gone was the close genetic relatedness between extended family members (in inbreeding societies, the probability that first cousins share genes [alleles] in common can be nearly double of that in outbreeding societies). this was all replaced by a society based upon individuals and their nuclear families — and each of these “new europeans” were more unique genetic individuals than those in more inbred societies who share more genes in common with their relatives.

with a new environment — in this case a new social environment — comes new selection pressures. the question to ask with regard to these big changes in medieval western europe is who succeeded in this brave new world? what sort of individuals managed to do well in life and reproduce successfully? the most. what sorts of personality traits did “the fittest” have? intelligence levels? behavioral patterns? what sorts of genes got selected for in this new environment?

the new patterns of genetic relatedness between individuals would’ve (i think) changed the speed at which alleles for different sorts of behavioral traits — especially those related to altruistic behaviors — might’ve been selected (see here for example). in a long-term outbreeding society, it might pay to be altruistic towards two brothers or eight cousins, but if you’re from a long-term inbreeding society, you might only need to be altruistic towards four or five cousins to achieve the same genetic payoff. and, if you actually are altruistic towards the full number of eight cousins, whatever “genes for altruism” that you and your cousins carry will be selected for faster than in an outbreeding society, since you all carry more copies of them than outbreeding individuals do.

in the societies outside the hajnal line, then, where the populations experienced, to differing degrees, more long-term inbreeding than those inside the hajnal line, people continue to favor their family members (or those whom they consider “one of theirs”) more. such behaviors continued to pay — genetically speaking — for longer, so these “altruistic” behaviors never got weeded out of those populations — or not so much anyway. therefore, the individuals in populations outside of the hajnal line tend to exhibit innate behaviors that favor themselves as members of extended families as opposed to favoring themselves as individual players in a broader community. this common thread of favoring the family (and/or intimate allies) can, i think, explain the common characteristics of societies that are outside the hajnal line: being comprised of large, tightly-knit extended families; having low average iqs (because individuals don’t have to fend for themselves as much?); having less democracy, less civic-mindedness, and greater amounts of corruption (including nepotism) since everyone is more oriented towards their own than to unrelated strangers; and having higher homicide rates.

on the other hand, what sorts of traits would’ve been selected for in individuals in long-term outbreeding societies where there would’ve been less of a genetic payoff in being altruistic towards extended family? i think you would (or could) have greater selection for individuals having behavioral traits which drive them to contribute more to the broader community. since the payoff for aiding extended family was no longer so great in “core” europe after many generations of outbreeding (i.e. avoiding close cousin marriage), it might’ve begun to pay equally well — or well enough — to aid non-family members (rather than extended family members) — to cooperate with them in the hopes of receiving aid back. in a society where one doesn’t have an extended family to fall back on, it might be very useful to possess traits which enable the successful collaboration with non-family — being trusting and trustworty, for instance. a society of such individuals might very likely: be comprised of small-sized families; have a higher average iq since individuals had to fend for themselves more; have more (liberal) democracy, more civic-mindedness, and less corruption since everyone would be more oriented towards the commonweal and not towards their extended family members. homicide rates would be low, too.
_____

if this hajnal line divide between western and eastern europe sounds a lot like huntington’s civilizational divide which steve sailer posted about the other day, that’s because it probably is very much the same divide. but the divide is not just between the western and eastern churches, it’s a divide between a long history of different mating patterns and family types in the west versus the east — much more outbreeding (i.e. the avoidance of close cousin marriage) for a longer period of time, and the development of and emphasis upon small families as opposed to large extended families, in the west and not in the east — and the divergent selection pressures that the two european civilizations underwent thanks to the differing mating patterns/family types. from huntington:

“The most significant dividing line in Europe, as William Wallace has suggested, may well be the eastern boundary of Western Christianity in the year 1500. This line runs along what are now the boundaries between Finland and Russia and between the Baltic states and Russia, cuts through Belarus and Ukraine separating the more Catholic western Ukraine from Orthodox eastern Ukraine, swings westward separating Transylvania from the rest of Romania, and then goes through Yugoslavia almost exactly along the line now separating Croatia and Slovenia from the rest of Yugoslavia. In the Balkans this line, of course, coincides with the historic boundary between the Hapsburg and Ottoman empires. The peoples to the north and west of this line are Protestant or Catholic; they shared the common experiences of European history — feudalism, the Renaissance, the Reformation, the Enlightenment, the French Revolution, the Industrial Revolution; they are generally economically better off than the peoples to the east; and they may now look forward to increasing involvement in a common European economy and to the consolidation of democratic political systems. The peoples to the east and south of this line are Orthodox or Muslim; they historically belonged to the Ottoman or Tsarist empires and were only lightly touched by the shaping events in the rest of Europe; they are generally less advanced economically; they seem much less likely to develop stable democratic political systems.”

the earliest start to what i’ve (jokingly!) dubbed The Outbreeding Project in europe that i’ve found so far occurred in northeast france/the low countries and southeastern england. this, i think, is the core of “core europe”:

hajnal line - core europe

outbreeding began earliest in this region as did manorialism, and both radiated out from this central core mainly to the south and east. my bet is that there exists a gradient or clinal(-like) spread of whatever genes (alleles) are connected to the civicness behavioral traits belonging to the long-term outbreeding western european populations and that that spread starts in and around the area of the green circle (if the theory is right at all, that is! (~_^) ).

one set of behaviors that definitely began in this region and radiated out from it was the marked reduction in violence (homicides) in the middle ages as discussed by steven pinker in Better Angels. a fellow named manuel eisner found [see previous post]:

“[T]he data suggest that the secular trajectories of low homicide rates differ among large geographic areas. It appears that English homicide rates were already considerably lower in the late sixteenth century than during the late Middle Ages and that they declined continuously along a log-linear trend over several centuries. Extant estimates for the Netherlands and Belgium suggest a very similar structure trend in these areas. In the Scandinavian countries, the transistion to the decreasing trend occurs notably later, namely in the first decades after 1600. Despite huge gaps in the data, the German-speaking areas may also be assumed to have joined the declining trend from the early seventeenth century onwards. For Italy, however, all the available data indicate that acts of individual-level lethal violence remained very frequent until the early nineteenth century. It is not until the mid-nineteenth century that the rate begins to decline, but then very steeply.”

as i said in my previous post:

“hmmmm. now where have i heard a pattern like this before? england, the netherlands, germans earliest in *something*…scandinavians later…italians last.”

liberal democracy also starts in this core of “core europe” — it was pretty much invented by the english. the dutch pretty much invented capitalism (per daniel hannan). and t.greer points out that this is exactly where the great economic divergence began earliest:

“A few months ago I suggested that many of these debates that surround the ‘Great Divergence’ are based on a flawed premise — or rather, a flawed question. As I wrote:

“‘Rather than focus on why Europe diverged from the rest in 1800 we should be asking why the North Sea diverged from the rest in 1000.‘

“By 1200 Western Europe has a GDP per capita higher than most parts of the world, but (with two exceptions) by 1500 this number stops increasing. In both data sets the two exceptions are Netherlands and Great Britain. These North Sea economies experienced sustained GDP per capita growth for six straight centuries. The North Sea begins to diverge from the rest of Europe long before the ‘West’ begins its more famous split from ‘the rest.’

“[W]e can pin point the beginning of this ‘little divergence’ with greater detail. In 1348 Holland’s GDP per capita was $876. England’s was $777. In less than 60 years time Holland’s jumps to $1,245 and England’s to 1090. The North Sea’s revolutionary divergence started at this time.”
_____

so, apart from indicating patterns of nuptuality in late medieval and modern europe, hajnal’s line also represents the extent of both manorialism and The Outbreeding Project on the continent. both of these together set up a very new and different sort of social environment for western europeans — a new, and quite unique, social environment which exerted some very different sorts of selection pressures on the populations, particularly on social behaviors, but perhaps on other traits as well.

i’ve been wondering lately what sorts of selection pressures the manor system on its own might’ve had on the population. time preference might be a big one — and this is where all of the late marriage comes in. couples often had to wait for a small farm to become available on a manor before they could marry and begin having kids. those who could wait may very well have been more successful than those who couldn’t (and who would’ve been shipped off to monasteries and nunneries for their lack of chastity). perhaps higher iq individuals, who could successfully manage their own farms as part of the manor system, also did well.

that’s it for now!

many thanks, btw, to all of you out there who have been thinking this through with me for the last couple of years! (^_^) i would name names, but then i’d probably forget to mention someone — ya’ll know who you are! thank you, thank you, thank you! (^_^)
_____

update 03/12: see also Rise of the West and the Hajnal line from mr. mangan, esq!

_____

see also: How Inbred are Europeans? from jayman.

previously: the hajnal line and todd’s family systems and the hajnal line and behind the hajnal line and “core europe” and human accomplishment and civic societies and civic societies ii and national individualism-collectivism scores and historic european homicide rates…and the hajnal line and outbreeding, self-control and lethal violence and medieval manoralism and the hajnal line and more on the origins of guilt in northwestern european populations and whatever happened to european tribes?

also, please see the “mating patterns in europe series” below ↓ in left-hand column for posts dealing with specific populations.

(note: comments do not require an email. john hajnal!)

becoming anglo-saxon

update 10/17: some extra notes in the comments about the gss data here and here. thanks for the thought-filled comments, guys! (^_^)
_____

bennett and lotus (in America 3.0) have the very right idea that anglo-saxons have been living in absolute nuclear families and behaving very “anglo-saxony” for centuries, but they’ve got, imho, the very wrong idea that if other peoples, non-anglo-saxon peoples, just start living like anglo-saxons in absolute nuclear families, they will — via some sort of cultural osmosis or something — start behaving all anglo-saxony, too. i’m not convinced. where, i would ask, is the evidence for this?

in the comments to one of my previous posts on this subject, i pointed out that, for example, italian american families, most of which have been in the u.s. for multiple generations now, are mostly absolute nuclear families — at least they appear to be on the surface. however, italian americans are really strongly attached to their extended families in ways that anglo-americans simply are not. here’s what i said (or, rather, what i quoted):

from “Community and Identity in Italian American Life” in The Review of Italian American Studies (2000) [pgs. 250-251]:

“Family gatherings…are still part of Italian American life….

“Italian Americans, even the more affluent, remain in inner-city enclaves more than other groups do. When Italian Americans do move, many times two or more generations are involved in the exodus to a new suburban residence. If they do not locate together, Italian American family members find residences within short distances of one another. When upwardly mobile children leave their inner-city parents for the suburbs, they visit them more than any other group. When leaving the extended family, Italian Americans most often move into some modified extended family arrangement characterized by continual economic and social exchanges. Similarly, Italian American middle- and working-class children are more likely to take geographical proximity to the family into account when considering college attendance. Contemporary Italian American youth spread their wings, but not too far.

“Although crude survey data indicate that Italian Americans are increasingly intermarrying, these measures miss the reality that many times it is the non-Italian marriage partner who is drawn into the powerful magnet of the Italian American family. In addition, intermarriage need no diminish the ethnicity of the Italian American partner nor does it mean necessarily that the offspring will not be reared in the Italian American way. Italian Americans are more entrepreneurial than most; family businesses, by definition, provide not only income and independence from outsiders but also keep the family together. Socially mobile Itlaian Americans are willing to sacrifice some career and employment opportunities in order to stay within the orbit of family life.”

and from The Italian American Experience (2000) [pgs. 210-211, 373-374]:

“For a long time, it was believed that this sequence was inevitably moving toward the complete absorption of Italian Americans….

“While intermarriage rates have remained lower than for other groups, exogamy among Italian Americans has greatly increased. Divorce rates, even for the most recent generation, remain very low compared to all other ethnic groups. Italian Americans still maintain a pattern of relatively frequent family contacts, with some studies actually indicating an increase in visiting among relatives for later generations. The strength of family ties has been identified as a deterrent to residential mobility and as a factor in the maintenance of Italian American neighborhoods….

“For Italians, family is an all-consuming ideal as is expressed by Luigi Barzini, among many others. For Italian Americans, ‘families’ usually include grandparents, whose influence on family life can be great….

“*L’ordine della familia*, which connotes precise boundaries, role expectations, and clear values for right and wrong behavior, is taught at a very early age and includes:

“- Always respecting parents and grandparents;
– Placing family needs first, staying physically and psychologically close to other members;
– Not talking about the family to outsiders;
– Sometimes maintaining secrets between family members to maintain personal boundaries; other family members do not need to know everythings, particularly if it will cause harm;
– Showing respect for authority outside of the family, but not trusting it;
– and Working hard, but also enjoying life; livining well is sharing food, music, and companionship with those one loves.”

yeah. just like in every sopranos episode that you ever saw. (~_^) why, then, don’t italian americans behave just like anglo americans? they’ve been in the u.s. a pretty long time now … and they live in absolute nuclear families. ‘sup?
_____

so i thought i’d check the gss (General Social Survey) to see how anglo-saxony italian americans are. unfortunately, the gss numbers for italian americans with all four grandparents born in the u.s. (in other words, being at least third generation or more, which ought to make one really american, right?) are really tiny. dr*t.

so, i decided to look at german and irish americans instead in comparison to english/welsh americans — to see how anglo-saxony those two groups have become (quick answer for those tl:dr folks out there [SPOILER ALERT!]: not very).

before we start, though, t. greer recently pointed out the ever-present problem in these self-reported sort-of surveys and that is that we’re relying on how the respondents “identify” ethnically. how “german” are any of the “german americans” in the gss? who knows? however, the same problem should apply, i would think, across the board here with the self-identified english/welsh, german, and irish americans (i purposefully have NOT used the “just american” category since i want to get at how anglo americans behave), so it should all even out (i hope).

i’ve picked out questions that related to: “civicness” (see previous posts here and here for more on what that is), because the english are VERY civic-minded; “familism” (see here and here), because the english are NOT very familistic; and a couple of ones related to ideas about government and the u.s. that i thought sounded pretty anglo-saxony and that i just found interesting. let’s start with those.

for all of these questions, i’ve shown the results for respondents with all four grandparents born in the u.s. AND for all respondents — just because i can (and i thought it might be interesting to compare). for ethnicity i selected the “COUNTRY OF FAMILY ORIGIN [ETHNIC]” parameter. [click on charts for LARGER view.]

should we “Allow public meeting protesting the government” [PROTEST 1]?:

gss - anglo saxons - allow public meetings protesting government 02

england/wales: n=455 for all/n=244 for 4 grandparents
germany: n=604/n=248
ireland: n=412/n=151

should we “Allow publications protesting the government” [PROTEST 2]?:

gss - anglo saxons - allow publications protesting government 02

same n’s as above.

“How close do you feel to America” [CLSEUSA]?”:

gss - anglo saxons - how close do you feel to america

england/wales: n=262/n=205
germany: n=367/n=242
ireland: n=245/n=170

wtf german americans?!

so on those three questions there’s anywhere from a four to a fourteen point spread between the responses of german and irish americans versus anglo americans, with anglo americans consistently being more pro allowing protests against the government of different sorts and more pro american. i agree, four points is not much of a difference, but fourteen is — and, as you’ll see below, this is a consistent pattern, i.e. that third+ generation anglo americans are more anglo-saxony than either third+ generation german americans or irish americans.
_____

the familism questions (again, see previous posts on familism here and here). for all of these:

england/wales: n=96/n=72
germany: n=150/n=100
ireland: n=106/n=70

“How often does R[espondent] contact uncles or aunts [UNCAUNTS]?”:

gss - anglo saxons - how often contact uncles aunts

“How often does R contact nieces or nephews [NIECENEP]?”:

gss - anglo saxons - how often contact nieces nephews

“How often does R contact cousin [COUSINS]?”:

gss - anglo saxons - how often contact cousins

the differences in the familism scores, then, are not that great. still, with the exception of “how often contact nieces/nephews”, both the german and irish american scores reflect greater familism on their part than on the anglo americans. slightly greater, but greater nevertheless.
_____

finally, the civicness questions (again, see previous posts on civicness here and here). for all of these:

england/wales: n=96, n=72
germany: n=150, n=100
ireland: n=106, n=70

“Participated in a charitable organization in past 12 months [GRPCHRTY]”:

gss - anglo saxons - charitable organization

“Participated in activity of a political party [GRPPOL]”:

gss - anglo saxons - political party

“Participated in activity of a political party [GRPUNION]”:

gss - anglo saxons - trade union

“Participated in activity of church in past 12 months [GRPCHURH]”:

gss - anglo saxons - church

“Participated in sports group in past 12 months [GRPSPORT]”:

gss - anglo saxons - sports group

so, again, with the exception of participation in a sports group, the anglo americans score higher than the other two groups on all of the questions. the differences range from just two points to eighteen. in the case of sports, german americans scored just a tad (one point) higher in participation than anglo americans and irish americans four points, but anglo americans are out in front on the other four civic behaviors.

you might be thinking that the not-all-that-great differences in civicness scores between these three groups illustrates that german and irish americans are, in fact, becoming more like anglo americans. (why it should be taking so long is curious though — these are THIRD+ generation groups after all.) however, if we look at the very same questions from the world values survey (2005-2008 wave), we find the SAME pattern!: great britain ahead of germany on all the civicness metrics. (unfortunately, ireland was not included in this wvs wave.) (see also previous post.)

great britain: n=1012-1035
germany: n=2039-2050

note that non-whites are included in these figures. ethnicity was, apparently, not asked in germany, because … well, you know … everybody’s the same, so i didn’t parse out non-whites from the results for britain, either. doesn’t seem to make much difference to the scores — one point here and there — since there are not that many non-whites included in the british survey.

gss - anglo saxons - wvs civicness metrics

as you can see, same patterns again: great britain ahead of germany on all of these civicness measurements. and the differences between the two populations — the (mostly) anglos in britain and the (mostly) germans in germany — are very similar to the differences between the two populations in the u.s. — AFTER THREE+ GENERATIONS of being in the u.s.!:

– charitable organization: u.s.=11%, euro=21%
– political party: u.s.=6%, euro=6%
– trade union: u.s.=5%, euro=8%
– church: u.s.=3%, euro=1%
– sports group: u.s.=1% (higher in germany), euro=5%

i strongly suspect that german americans are not becoming like anglo americans, or if they are, it’s NOT happening very quickly. german americans:anglo americans::germans:anglos. nor do i see any reason to think that other groups like the irish or the italians are becoming anglo-saxons either.
_____

the evidence i’ve presented is not conclusive. obviously. (it’s just a blog post!) Further Research is RequiredTM.

anglo-saxons — or the english of today — have been living in absolute nuclear families for a very long time, but this is more of a symptom of anglo-saxonness than its cause (although there undoubtedly has been feedback between the family type and societal structures). it took the anglo-saxons a looong time to get from being a kindred-based germanic “tribe” to the anglo-saxony individualistic-collectivistic english society that we know today (and have known since about the 1200s-1400s). it’s going to take other societies a similarly looong time to get to the same place — if they will even ever get to exactly the same place — since we are talking about biological processes here including the selection for certain behavioral traits. simply plunking germans — let alone italians (especially southern italians!) — down in absolute nuclear families will NOT turn them into anglos overnight. apparently it won’t even turn them into anglos in three+ generations.

no. anglo-saxons are exceptional. innately so. we should try not to destroy that, since it benefits so many of us.

previously: the anglo-saxons and america 3.0 and the saxons, the anglo-saxons, and america 3.0 and civic societies and civic societies ii and hispanic family values and familism in the u.s. of a.

(note: comments do not require an email. mustachioed bird!)

where do clans come from?

in “Family Structure, Institutions, and Growth: The Origins and Implications of Western Corporations,” stanford economist avner greif wrote [pgs. 308-09]:

“There is a vast amount of literature that considers the importance of the family as an institution. Little attention, however, has been given to the impact of the family structure and its dynamics on institutions. This limits our ability to understand distinct institutional developments — and hence growth — in the past and present. This paper supports this argument by highlighting the importance of the European family structure in one of the most fundamental institutional changes in history and reflects on its growth-related implications.

“What constituted this change was the emergence of the economic and political corporations in late medieval Europe. Corporations are defined as consistent with their historical meaning: intentionally created, voluntary, interest-based, and self-governed permanent associations. Guilds, fraternities, universities, communes, and city-states are some of the corporations that have historically dominated Europe; businesses and professional associations, business corporations, universities, consumer groups, counties, republics, and democracies are examples of corporations in modern societies….

“In tracing the origins of the European corporations, we focus on their complementarity with the nuclear family. We present the reasons for the decline of kinship groups in medieval Europe and why the resulting nuclear family structure, along with other factors, led to corporations. European economic growth in the late medieval period was based on an unprecedented institutional complex of corporations and nuclear families, which, interestingly, still characterizes the West. More generally, European history suggests that this complex was conducive to long-term growth, although we know little about why this was the case or why it is difficult to transplant this complex to other societies….

“The conquest of the Western Roman Empire by Germanic tribes during the medieval period probably strengthened the importance of kinship groups in Europe. Yet the actions of the church caused the nuclear family — consisting of a husband and wife, children, and sometimes a handful of close relatives — to dominate Europe by the late medieval period.

The medieval church instituted marriage laws and practices that undermined kinship groups…. The church … restricted marriages among individuals of the same blood (consanguineous marriages), which had historically provided one means of creating and maintaining kinship groups….

“European family structures did not evolve monotonically toward the nuclear family, nor was their evolution geographically or socially uniform (Greif, 2006, chap. 8).** By the late medieval period, however, the nuclear family was dominant. Even among the Germanic tribes, by the eighth century the term ‘family’ denoted one’s immediate family and, shortly afterwards, tribes were no longer institutionally relevant. Thirteenth-century English court rolls reflect that even cousins were as likely to be in the presence of nonkin as with each other. The practices the church advocated (e.g., monogamy) are still the norm in Europe. Consanguineous marriages in contemporary Europe account for less than 1 percent of the total number of marriages, in contrast to Muslim and Middle Eastern countries where such marriages account for between 20 and 50 percent per country (Alan H. Bittles, 1994). Among the anthropologically defined 356 contemporary societies of Euro-Asia and Africa, there is a large and significant negative correlation between the spread of Christianity (for at least 500 years) and the absence of clans and lineages; the level of commercialization, class stratification, and state formation are insignificantly correlated (Andrey V. Korotayev, 2003).”
_____

the presence (or absence) of clans in societies is somehow connected to the mating patterns of societies. in fact, it seems to be that a whole range of kinship-based societal types is somehow connected to a whole range of mating patterns: the “closer” the mating patterns in a society, the more “clannish” it tends to be — the more distant the mating patterns, the less “clannish.”

so we see a spectrum of “clannish” societies ranging from the very individualistic western societies characterized by nuclear families and, crucially, very little inbreeding (cousin marriage, for instance) to very tribal arab or bedouin societies characterized by nested networks of extended families and clans and large tribal organizations and having very high levels of inbreeding (specifically a form of very close cousin marriage which increases the degree of inbreeding). falling somewhere in between these two extremes are groups like the chinese whose society is built mostly around the extended familiy but in some regions of china also clans — or the medieval scots (especially the highland scots) whose society for centuries was built around the clan (h*ck, they even coined the term!). these “in-betweener” groups are, or were, characterized by mid-levels of inbreeding (typically avoiding the very close cousin marriage form of the arabs).

furthermore, not only do the degrees of extended family-ness/clannish-ness/tribal-ness in societies seem to be connected to the degrees of inbreeding in those societies, the degrees of “clannism” also seem to be connected to the degree of inbreeding — the more inbreeding, the less civicness, the less democracy, the more corruption, and so on.

it’s not clear what exactly the mechanism(s) behind this inbreeding-leads-to-clannishness pattern is, but since mating patterns are involved, and mating is a very biological process, it seems likely (to me anyway) that the explanation is something biological — i.e. some sort or sorts of evolutionary process/es — like natural selection — resulting in different/different degrees of behavioral traits related to “clannism” in different populations with inbreeding acting as a sort of accelerant for those processes.

clans and clannism, then, are not things that peoples “fall back on” in the absence of a state as mark weiner suggests in The Rule of the Clan [kindle locations 106-108]:

“[I]n the absence of the state, or when states are weak, the individual becomes engulfed within the collective groups on which people must rely to advance their goals and vindicate their interests. Without the authority of the state, a host of discrete communal associations rush to fill the vacuum of power. And for most of human history, the primary such group has been the extended family, the clan.”

rather, people’s attachments to their extended families/clans/tribes — and, more importantly, their tendencies towards clannish behaviors — are likely innate behaviors. and those behaviors likely vary, on average, between populations since (long-term) mating patterns have varied — and, indeed, still vary — between populations.

such innate behaviors cannot be changed overnight — certainly not within a generation or even two (evolution does take some amount of time — but not, necessarily, extremely long amounts of time either) — and definitely not by simply changing a few laws here and there in the hopes of encouraging individualism. as avner greif grasped, although probably not fully because he’s likely missed the underlying biology of what he’s noticed, family structures need to be altered in order to effect changes to larger societal structures (again, all via tweaks to innate behavioral tendencies). and, again, that can’t be done overnight — as greif pointed out, the process in europe began in the early medieval period (with the church’s bans on cousin marriages) and didn’t really start to take hold until the late medieval period — i.e. a 500 year (or, conservatively, a ca. 25 generation) timeline.
_____

see also: Cousin Marriage Conundrum by steve sailer and Why Europe? by michael mitterauer (in particular chapter 3) and Institutions and the Path to the Modern Economy: Lessons from Medieval Trade by avner greif.

**see “mating patterns in europe series” in left-hand column below ↓ for further details.

(note: comments do not require an email. busy clan members.)

civic societies

**update below.**

in “Making Democracy Work: Civic Traditions in Modern Italy,” putnam, et. al., measured the civic-ness of italians (north and south) by looking at how many people in each region belonged to voluntary associations — charity groups, lions clubs, hiking clubs, etc., etc.

such questions were asked in the 2005-08 wave of the world values survey:

“Now I am going to read out a list of voluntary organizations; for each one, could you tell me whether you are a member, an active member, an inactive member or not a member of that type of organization?

– Church or religious organization
– Sport or recreation organization
– Art, music or educational organization
– Labour union
– Political party
– Environmental organization
– Professional association
– Charitable organization
– Any other voluntary organization”

here’s the data for a whole bunch of countries: the anglo-world, the french + the germanics (i never know what to do with the french!), southern europe, eastern europe, the muslim world (well, middle east + maghreb), and east/southeast asia. haven’t done africa or latin america yet. i’ve only included the percentages of respondents who said they were active members. (yes, some of the data is prolly skewed ’cause of large-ish immigrant populations in some countries.)

first, the averages for each region. sports really is the new religion:

the anglo world — most civic. i’ve highlighted the u.s. just ’cause i’m an americun:

western europe, i.e. the french and a bunch of the germanics. pretty civic, especially the swiss:

southern europe – italy not very civic. but we already knew that:

eastern europe – not very civic at all. but the finns don’t really belong there – they’re pretty civic:

east and southeast asians? more civic than eastern europeans on average. go indonesia!:

muslim countries (middle east + maghreb)? civics FAIL. iranians (prolly persians) make a decent showing:

update 11/26: here are the tables for africa, latin america, and india (all on its lonesome). i’m impressed with the figures for the african nations surveyed — pretty gosh-durned civic! kudos to them for giving a f*ck. i thought mali was pretty interesting — they also scored high on a couple of the trust questions:

the latin americans — kinda average, really. i highlighted mexico ’cause we got a lot o’ mexicans in the u.s. their scores are quite respectable really:

all i’ve got for south asia is india. indians are all about politics, apparently (right after religion):

another update 11/26: see also civic societies ii

(note: comments do not require an email. civics.)

good civicness vs. bad civicness

from Civic Engagement and Corruption in 20 European Democracies: Separating the Bright from the Dark Side? [pdf] i learn that there is GOOD (inclusive) civicness and there is BAD (exclusive) civicness [pg. 65]:

“The idea underlying the inclusive/exclusive networks distinction then is that groups focusing on individual-oriented goods such as personal materials, status or group identity goods are more likely to generate exclusiveness.”

the problem is that studies have shown that, while the inclusive networks are associated with lower corruption in any given society, “involvement with the latter [exclusive networks] actually shows the reverse tendency” [pg. 73].

oh dear.

inclusive civicness networks include: sport / outdoor hobby groups; cultural organizations; humanitarian organizations / charities; environmental groups; church / religious organizations; political parties; and science / education / youth groups.

exclusive civicness networks include: trade unions; business / professional / farmer organizations; consumer / auto groups; and social clubs / young / elderly / women.

i like to think of them as group-oriented vs. more personally-oriented groups (see what i mean?).

looking back on a previous post on civicness patterns around the world, we see that this does seem to fit:

– the anglo world, which is known for being not-sooo-corrupt, has relatively low participation rates in labor unions (10.1%) — exclusive civicness networks — compared to very high participation rates in inclusive civicness networks like humanitarian organizations/charities (19.8%) or sports groups (28.5%);

– meanwhile, eastern europe, which is known for being pretty-durned-corrupt, has relatively high participation rates in labor unions (5.1%) compared to low participation rates in humanitarian organizations/charities (2.7%) or sports groups (7.1%) (kinda);

– same holds true for india — relatively high participation rates in labor unions (15.7%) versus comparatively lower participation rates in humanitarian organizations/charities (10.8%) or sports groups (15.9%) — and also pretty corrupt.

and looking at civicness amongst the races in the u.s.:

– whites have a relatively low participation rates in labor unions (7%), with pretty high participation rates in humanitarian organizations/charities (16.5%) and sports groups (17.1%).

– both blacks and hispanics have relatively high participation rates in labor unions (10.3% and 8.6% respectively), with comparatively low participation rates in humanitarian organizations/charities (11.7% and 6.8%) and sports groups (14.9% [kinda] and 8.6%).

this pattern is definitely something i’ll be keeping a look out for in future posts on civicness!

see also: “Applying the concepts of bonding and bridging social capital to empirical research” by sonja zmerli, 2003, european political science 2(3).

previously: civic societies and civic societies ii

(note: comments do not require an email. GBoF!)