Archives for posts with tag: “every society selects for something”

it is a truth universally acknowledged, that whenever someone posts a map like this

cpi 2014 - europe

…on twitter, that a chorus of people will respond: oh, just look at the terrible effects communism had on eastern europe! for no good reason really because, as we all know, correlation does not equal causation — although it does “waggle its eyebrows suggestively and gesture furtively while mouthing ‘look over there.'”

just because soviet regimes were present in the past in the same areas of europe where there are high corruption levels today does not mean the one is the cause of the other. (and anyway…look at the regions beyond europe! or southern europe, for that matter.) the relationship is certainly suspicious though, and it wouldn’t be surprising if the two were somehow connected.

one way to try to settle this debate would be to look at pre-soviet corruption rates in eastern europe versus the west to see if the situation was any different beforehand.

i have not done that in this post, in large part because i don’t speak any slavic or other eastern european languages, but primarily because it seemed like way too much work. instead, i’m going to take a look a civicness, a set of behaviors — along with things like intelligence, low amounts of corruption, and low levels of violence — that many researchers reckon are necessary in order to have western-style liberal democracies and economies, if that’s what you want in life. i’ll be focusing on russia, again just to kept this little project manageable. but first, italy.

in Making Democracy Work: Civic Traditions in Modern Italy, robert putnam (yes, that robert putnam) concluded that democracy in northern italy functions better than in the south because the north has had a longer tradition — stretching back to the middle ages — of civicness or of having a civic community. (see previous post: democracy in italy.) according to putnam [pgs. 88-89, 91]:

“Citizenship in the civic community entails equal rights and obligations for all. Such a community is bound together by horizontal relations of reciprocity and cooperation, not by vertical relations of authority and dependency. Citizens interact as equals, not as patrons and clients nor as governors and petitioners….

“Citizens in a civic community, on most accounts, are more than merely active, public-spirited, and equal. Virtuous citizens are helpful, respectful, and trustful towards one another, even when they differ on matters of substance….

“One key indicator of civic sociability must be the vibrancy of associational life.”

in civic societies and civic societies ii, i looked at (self-reported) participation rates in voluntary associations across the world as found in the 2005-2008 wave of the world values survey. specifically, i tallied up the number of individuals who responded that, yes, they were ACTIVE members of the following voluntary associations (thus giving some indication of how civic-minded each of the populations is):

– Church or religious organization
– Sport or recreation organization
– Art, music or educational organization
– Labour union
– Political party
– Environmental organization
– Professional association
– Charitable organization
– Any other voluntary organization

the response rates for eastern europe were abysmal, often vying for last place with the middle east (see previous post for more):

wvs - membership voluntary organizations - totals

not much has changed in the latest wave (2010-2014). here, for example, are the active membership rates for the russian federation for each of the organization types — the first figure is from the 2005-2008 wave, the second from 2010-2014:

– Church or religious organization = 2.60% – 2.00%
– Sport or recreation organization = 5.90% – 2.40%
– Art, music or educational organization = 4.20% – 1.50%
– Labour union = 3.40% – 2.00%
– Political party = 0.80% – 0.50%
– Environmental organization = 0.40% – 0.40%
– Professional association = 1.60% – 1.40%
– Charitable organization = 1.10% – 0.6%
– Any other voluntary organization = n/a – 1.4%

as joseph bradley says in Voluntary Associations in Tsarist Russia: Science, Patriotism, and Civil Society (2009), russia is “not known as a nation of joiners.” apparently not! (mind you, i am not in a position to cast any stones on this account. *ahem*)

but were the russians more civic-minded before the revolution?

unfortunately, i don’t have any figures which can be directly compared to our modern world values surveys, but, yes, there was some amount of participation in voluntary civic institutions in russia in the two hundred years or so preceding 1917. however, civic participation didn’t begin in russia until the mid-1700s (and that is a key point to which i’ll return), and for most of that period, it occurred mostly among the upper classes. participation rates did grow across the nation and classes over the next century and a half, until just after the revolution of 1905 when there was a rapid rise in one sort of voluntary association — consumer cooperatives — among all classes of russians. however, civil society was still comparatively shallow in early-twentieth century russia — it hadn’t fully penetrated the whole of society by that point yet because the concept was so relatively new to the populace. here is laura engelstein in “The Dream of Civil Society in Tsarist Russia: Law, State, and Religion” (2000) quoting the sardinian antonio gramsci on the matter [pg. 23]:

“On the margins of the European state system, sharing but not fully integrating the Western cultural heritage, Russia, it is said, has always lacked just these civic and political traits. Antonio Gramsci provides the classic statement of this contrast: ‘In Russia,’ he wrote in the 1920s, ‘the state was everything, civil society was primordial and gelatinous; in the West there was a proper relation between state and civil society, and when the state trembled a sturdy structure of civil society was at once revealed.’ When in 1917 the Russian autocracy not only trembled but tumbled to the ground, there was no ‘powerful system of fortresses and earthworks,’ in Gramsci’s phrase, to prevent the Bolsheviks from erecting another absolutist regime in its place.”

civic society in russia first came to life under catherine the great (1729-1796), who did go some way to promote enlightenment ideals in the empire; perhaps more so when it came to the arts rather than politics, but still…it was a start, albeit one restricted in extent. from engelstein again [pg. 26 – my emphasis]:

“Eighteenth-century Russia had a lively public life. Private presses, a market in print, debating societies, literary salons, private theaters, public lectures, Masonic lodges — all linked inhabitants of the capitals and provincial centers in something of an empirewide conversation. Yet this world was limited in scope, audience, and resources and was fatally dependent on the autocrat’s good will. Catherine, when it pleased her, cracked down on independent publishers.”

this public life did continue to grow, however, although in fits and starts. nicholas i (1796-1855) was not too thrilled by it all, and alexander i (1777-1825) actually banned the freemasons, but by the nineteenth century, alexander ii (1818-1881) was, for a tsar, positively a radical when it came to permitting and promoting civic society as was evident in his great reforms. by the late nineteenth century then [pg. 16]:

“…an increasingly active public sphere of debate that included advocacy and representation was no longer in doubt in tsarist Russia. Thus well before the Revolution of 1905, the groundwork was laid for the participation of private associations in the public arena.”

the practice of joining voluntary organizations came later to the russian lower classes. consumer cooperatives began to appear in russia and the empire in the 1860s, but these first cooperatives were organized and run by the upper classes. peasants and workers would’ve been customers only. cooperatives among middle class professionals in towns and cities appear in the early-1890s. the idea spread to villages in 1900 via proselytizing intellectuals (also worth noting), and after 1905, the cooperative movement exploded right across the country. from The Co-operative Movement in Russia: Its History, Signficance, and Character (1917) by j.b. bubnoff — delightfully published in manchester by the co-operative printing society limited (so the work could be a bit biased) [pg. 49]:

“In 1891 consumers’ societies were formed in towns among the lower-grade officials, various classes of employees, teachers, members of liberal professions, and other sections of the population. These societies were of two types. One open only to members of a particular class of officials or to employees of a particular firm or institution; the other was open to all. These latter societies were already marked by the spirit of independence.

“Throughout this period the number of consumers’ societies was not large, and their output was small…. In 1900 the position was the same. Beginning from 1900, the Co-operative Movement spread in the villages…. [T]he first consumers’ societies in the villages were initiated by the intellectuals and by the authorities and were not the outcome of free enterprise on the part of the peasants themselves. At the end of the last century, and particularly at the beginning of the present one, an agrarian movement spread among the peasantry and ended in the revolution of 1905.”

by 1917, provided bubnoff wasn’t exaggerating, there were ca. 20,000 consumer cooperatives in russia (bubnoff notes that the other organizations listed in the table below — credit and loan savings associations, agricultural societies, and the artels — were all either government run or arranged by the large landowners, so they weren’t really voluntary associations in the sense of being organized by the members.):

Russia - The co-operative movement in Russia - table

again, though, this is late for finally getting around to launching civic institutions in your country. nineteen hundred and seventeen (1917) is very, very late compared to what happened in northwestern europe. even compared to what happened in northern italy. as valerie bunce says in “The Historical Origins of the East-West Divide: Civil Society, Politcal Society, and Democracy in Europe” [pg. 222]:

“By the end of the nineteenth century, then, it was evident that there were two Europes, long separated by their histories and, thus, by their politics, economics, social structure, and culture.”

not to mention their evolutionary histories.

so how did northwestern “core” europe (including northern italy) differ from russia historically as far as participation in civic institutions goes? the short answer is: civicness in “core” europe began centuries before it did in russia or the rest of eastern europe, at least 500-600, if not 800-900, years earlier.

here is putnam on the formation and functioning of communes in northern italy beginning in the 1000s [pg. 124-126]:

“[I]n the towns of northern and central Italy…an unprecedented form of self-government was emerging….

“Like the autocratic regime of Frederick II, the new republican regime was a response to the violence and anarchy endemic in medieval Europe, for savage vendettas among aristocratic clans had laid waste to the towns and countryside in the North as in the South. The solution invented in the North, however, was quite different, relying less on vertical hierarchy and more on horizontal collaboration. The communes sprang originally from voluntary associations, formed when groups of neighbors swore personal oaths to render one another mutual assistance, to provide for common defense and economic cooperation…. By the twelfth century communes had been established in Florence, Venice, Bologna, Genoa, Milan, and virtually all the other major towns of northern and central Italy, rooted historically in these primordial social contracts.

“The emerging communes were not democratic in our modern sense, for only a minority of the population were full members…. However, the extent of popular participation in government affairs was extraordinary by any standard: Daniel Waley describes the communes as ‘the paradise of the committee-man’ and reports that Siena, a town with roughly 5000 adult males, had 860 part-time city posts, while in larger towns the city council might have several thousand members, many of them active participants in the deliberations….

“As communal life progressed, guilds were formed by craftsmen and tradesmen to provide self-help and mutual assistance, for social as well as for strictly occupational purposes. ‘The oldest guild-statute is that of Verona, dating from 1303, but evidently copied from some much older statute. “Fraternal assistance in necessity of whatever kind,” “hospitality towards strangers, when passing through the town”…and “obligation of offering comfort in the case of debility” are among the obligations of the members.’ ‘Violation of statutes was met by boycott and social ostracism….’

“Beyond the guilds, local organizations, such as *vicinanze* (neighborhood associations), the *populus* (parish organizations that administered the goods of the local church and elected its priest), confraternities (religious societies for mutual assistance), politico-religious parties bound together by solemn oath-takings, and *consorterie* (‘tower societies’) formed to provide mutual security, were dominant in local affairs.”

in general, nothing like this existed in medieval russia (or eastern europe) — not on this scale anyway — the novgorod republic, which lasted for three centuries and came to an end in 1478, probably being the most notable exception. eastern european society was still very much founded upon the extended family for much of the period (although, again, in certain times and locales that was not the case — russia’s a big place). only a handful of merchants’ guilds were given permission to exist in russia between the fourteenth and eighteenth centuries, and the powers that be (including the orthodox church) regularly suppressed craftsmen’s guilds [pg. 13]. by contrast, northern italy was full of civic-mindedness already by the high middle ages.

meanwhile, in england (and other parts of northwestern europe) [pgs. 3-4]:

“As a form of voluntary association, bound by oath and by a (usually modest) material subscription, the fraternity or guild was widespread in late-medieval England and continental Europe. Both the ubiquity and the frequency of the form have been underlined by recent historical case-studies. While the particular purpose and activities of a fraternity might be infinitely various, the organization may be characterized in general as combining pious with social, economic, and political purposes. Its declared aims invariably included important religious functions, expressed in the invocation of a saintly patron and an annual mass with prayers for deceased members. With equal certainty, the annual feast day would bring the members together for a drink or a meal to celebrate their community. The overwhelming majority of English guilds admitted women alongside men: a feature generally characteristic of guilds of medieval northern Europe, although not so prevalent in the Mediterranean world. Sometimes described in modern English accounts as ‘parish fraternities’, these clubs indeed were often founded by groups of parishioners and regularly made use of an altar in a parish church as a devotional focus; yet they as often drew their memberships from a wider field than that of the parish, whose bounds they readily transcended…. An individual might join more than one guild, thereby extending still futher the range of his or her contacts. A significant minority of fraternities crystallized around a particular trade…. The overwhelming majority of guilds, however, were not tied by such association to a single craft, but brought together representatives of various trades and professions.”

extraordinarily, one type of fraternity — of non-kin remember (the whole point of voluntary associations is that they’re made up of non-kin) — appeared in england as early as the late-800s. from a previous post, the importance of the kindred in anglo-saxon society:

“the *gegildan* appears in some of the anglo-saxon laws in the late-800s as an alternative group of people to whom wergeld might be paid if the wronged individual had no kin. by the 900s, though, in southern england, the gegildan might be the only group that received wergeld, bypassing kin altogether. from Wage Labor and Guilds in Medieval Europe [pgs. 39-42]:

“‘The laws of King Alfred of Wessex, dated to 892-893 or a few years earlier, are more informative about the *gegildan*. Again, the context is murder and the wergild — the compensation required for the crime. By Alfred’s time, if not during Ine’s, the *gegildan* is clearly a group of associates who were not related by blood. The clearest example of this is in chapter 31 of the laws: ‘If a man in this position is slain — if he has no relatives (maternal or paternal) — half the wergild shall be paid to the king, and half to the *gegildan*.’ No information exists on the purpose of the *gegildan* other than its role as a substitute for kinship ties for those without any relatives. These associates, who presumably were bound together by an oath for mutual protection, if only to identify who was responsible, would benefit anyone, whether the person had relatives or not…. Although the evidence from the laws of Ine may be read either way, the *gegildan* seems to be an old social institution. As seen more clearly in the tenth and eleventh centuries, it acquired additional functions — a policing role and a religious character.

“‘The nobles, clergy, and commoners of London agreed upon a series of regulations for the city, with the encouragement and approval of King Athelstan, who caused the rules to be set down some time in the late 920s or 930s. The primary purpose of these ordinances was to maintain peace and security in the city, and all those supporting these goals had solemnly pledged themselves to this *gegildan*. This type of inclusive guild, sometimes referred to as a peace guild, was an attempt to create one more additional level of social responsibility to support the king and his officials in keeping the peaces. This social group of every responsible person in London is a broad one, and the law does not use the term *gegildan* to describe the association in general….

“‘The idea of a guild to keep the peace was not limited to London, and a document from the late tenth century contains the rules and duties of the thegn‘s guild in Cambridge. This guild appears to have been a private association, and no king or noble is mentioned as assenting to or encouraging this group. Most of the rules concern the principle purposes of this guild — the security of the members, which receives the most attention, and the spiritual benefits of membership itself. The guild performed the tasks of the old *gegildan*: the members were obliged to defend one another, collect the wergild, and take up vengeance against anyone refusing to pay compensation. The members also swore an oath of loyalty to each other, promising to bring the body of a deceased member to a chosen burial site and supply half the food for the funeral feast. For the first time, another category of help was made explicit — the guild bound itself to common almsgiving for departed members — and the oath of loyalty the members swore included both religious and secular affairs. Although in many respects this guild resembles a confraternity along the lines Hincmar established for the archdiocese of Rheims, the older purpose of the group — mutual protection with its necessary threat of vengeance — makes the Anglo-Saxon guild something more than a prayer meeting. To include almsgiving to members in distress would be a small step, given the scope of activities this guild established. There is no sign that the thegns cooperated in any economic endeavors, but older rules of rural society had already determined methods of sharing responsibility in the villages, and the thegns cooperated on everything that was important in their lives. The thegns of Cambridge had a guild that resembles in some important ways the communal oath, that will be discussed below, of some Italian cities in the next century.'”

the gegildan of early medieval england, then — a voluntary association, a fraternity — appeared on the scene something like two hundred years before the communes of northern italy arose, three hundred plus years before the novgorod republic was formed, and nearly nine hundred years before the russians gave civiness another shot (after novgorod). i’m not aware of any earlier such associations in western medieval europe, although they may have existed. it appears, too, that the gegildan appeared in situ in england, a newly developed social structure to take over some of the earlier functions of the rapidly disappearing kindred (including feuding and protection), although maybe the concept was imported from the carolingians — the heart of the preceding frankish kingdoms, austrasia, was where manorialism had begun, which was then imported across the channel, so perhaps the gegildan concept was as well.

whatever the case, it’s in the core of “core” europe, once again, that we find the earliest evidence for behavioral patterns that are now the hallmarks of western civilization: late marriage and nuclear families, lowest levels of cousin marriage for the longest period of time, low levels of violence, high levels of civic-mindedness (see above), universalism, unparalleled accomplishment — they all appear earliest (in medieval europe), and are still the strongest, in this central area (very roughly the area indicated by the green oval on this map).

so, now we come to it: why? why was it “evident” by the end of the nineteenth century that there were two europes, and what do all these long-standing historical differences have to do with it?

the ultimate cause must lie in our biologies. humans are biological creatures, so there’s no way around it. we know that all behavioral traits are heritable, so we have to look to differences in the populations’ genetics and evolutionary histories.

as i wrote recently: evolution in humans is ongoing, recent, can be pretty rapid (within some constraints), and has been/is localized (as well as global). in fact, human evolution has sped up since the agricultural revolution since the number of individuals, and therefore mutations, on which natural selection might work skyrocketed in post-agricultural societies. remember, too, that “every society selects for something,” and that we’re talking about frequencies of genes in populations and that those frequencies can fluctuate up and down over time.

so there is NO reason NOT to suppose that the differences in behavioral traits that we see between european sub-populations today — including those between western and eastern europe — aren’t genetic and the result of differing evolutionary histories or pathways.

even rapid evolution takes time, though. we’re not talking one or two generations, but more like thirty or forty — fifty’s even better. point is, evolutionary changes don’t only occur on the scale of eons. they can also happen over the course of centuries (again, multiples of centuries, not just one or two). the circa eleven to twelve hundred years since the major restructuring of society that occurred in “core” europe in the early medieval period — i.e. the beginnings of manorialism, the start of consistent and sustained outbreeding (i.e. the avoidance of close cousin marriage), and the appearance of voluntary associations — is ample time for northwestern europeans to have gone down a unique evolutionary pathway and to acquire behavioral traits quite different from those of other europeans — including eastern europeans — who did not go down the same pathway (but who would’ve gone down their own evolutionary pathways, btw).

what i think happened was that the newly created socioeconomic structures and cultural (in this case largely religious) practices of the early medieval period in northwest “core” europe introduced a whole new set of selective pressures on northwest europeans compared to those which had existed previously. rather than a suite of traits connected to familial or nepostic altruism (or clannishness) being selected for, the new society selected for traits more connected to reciprocal altruism.

before the early medieval period, northwest europeans — looking away from the urbanized gallo-romans who may have been something of a special case (more on them another day) — had been kin-based populations of agri-pastoralists whose societies were characterized by inter-clan feuding, honor/shame (vs. integrity/guilt), and particularism (vs. universalism). i think these traits were under constant selection in those populations because: reproductive success in those societies was dependent upon one’s connection to, and one’s standing within, the extended kin-group, so, thanks to being tied to kin rather than non-kin, nepotistic altruism genes would’ve been favored over reciprocal altruism ones; the extended kin-group was the element within which most individuals would’ve interacted with others, those others being related individuals who would’ve been likely to share the same nepotistic altruism genes (alleles) [see here for more]; and cousin marriage was rife, which again would’ve further fuelled the selection for these genes, since members of the same kin-group would’ve had an even greater likelihood of sharing the same versions of their nepotistic altruism genes.

pretty much the opposite happened during the early and high middle ages in “core” europe. manorialism pushed for nuclear families rather than extended family groupings, and so people began to interact more with non-kin rather than kin, enabling the selection for more traits related to reciprocal altruism. the avoidance of close cousin marriage meant that family members would’ve shared fewer altruism genes in common, so any selection for nepotistic altruism would’ve slowed down. and once voluntary associations of non-kin appeared, the selection for reciprocal altruism really would’ve (or, at least, could’ve) taken off. reproductive success was no longer dependent upon connections to the extended family group, but, rather, unrelated individuals living with the community.

the manor system developed in the 500s in “core” europe (austrasia), but did not arrive in russia (and much of eastern europe) until the late medieval/early modern period. (it never got to the balkans.) the extended family was most likely gone on the manors in the west by the 800s (see mitterauer), although it is conceivable that the nuclear families found on the manors in the earliest days were residential nuclear familes rather than the fully atomized ones that we see in the west today. certainly by the 1500s, there are no longer any traces of the extended family among “core” europeans (although there are still some pockets). the avoidance of cousin marriage was underway in earnest by the 800s (possibly earlier, but definitely by the 800s). it was still on shaky ground as late as the 1400s in russia. and, as we’ve seen, voluntary associations appeared very early in “core” western europe, but only very recently in russia (and, presumably, other areas of eastern europe).

most of you will recognize this as the hajnal line story (yet again!) with a few new nuances thrown in. manorialism, outbreeding, and voluntary associations all began in “core” europe — again very roughly the area outlined by the green oval on the map below (the other lines indicate, again roughly the extent of the hajnal line) — and they spread outwards from there over time, eventually reaching russia and other parts of eastern europe, but not until very late. (and the manor system in russia, once it was adopted there, was of a very different form than what had existed in western europe.)

hajnal line - core europe

inside the hajnal line, which (imo) reflects the extent of the strongest selection for behavioral traits related to reciprocal altruism over nepotistic altruism, the populations have stronger democratic traditions, are more civic-minded, are less corrupt, and score higher on individualism (vs. collectivism) on hofstede’s idv dimension than the populations outside the hajnal line. (please, see my big summary post on the hajnal line for more details.) all of these behavioral patterns “fit” better with the idea that these populations are characterized by innate reciprocal altruism tendencies rather than more nepotistic altruism ones. the populations outside the hajnal line seem to be more oppositely inclined.

there is no doubt that soviet communism wreaked havoc on eastern european populations. some untold millions died in the gulags, families and towns and villages were ripped apart, political repression was beyond belief. but smart money says that, along with civicness, many of the “non-western” features of contemporary eastern europe — high corruption rates, etc. — have deeper roots, and are not the consequences of communism, but rather of recent evolution by natural selection.

previously: civic societies and civic societies ii and democracy in italy and big summary post on the hajnal line

(note: comments do not require an email. sorry there’s no tl;dr summary!)


it finally clicked in my head while thinking about polygamy what the importance of family types — nuclear vs. extended, etc. — might be in the selection for altruistic behavioral traits, especially nepotistic altruism or clannishness. i should’ve thought through polygamy sooner instead of putting it off, but hey — procrastination is heritable, too, so in the words of h. solo, it’s not my fault! (~_^)

the logic of the mating patterns/inbreeding-outbreeding theory goes that, given the right set of circumstances (i.e. certain sorts of social environments), selection for nepotistic altruism/clannishness ought to go quicker or be amplified by inbreeding (close cousin marriage or uncle-niece marriage) simply because there will be more copies of any nepotistic altruism genes (alleles) that happen to arise floating around in kin groups. in other words, inbreeding should facilitate the selection for clannishness…if clannish behaviors are being selected for in a population.

the thing is, though: the individuals carrying certain versions (alleles) of nepotistic altruism genes need to direct their nepotistic behaviors towards other individuals carrying those same alleles, otherwise their actions will be for naught. (yeah. kin selection.) if they direct their nepotistic actions towards people who don’t share the same alleles, then the actions will be “wasted” and the behavioral traits won’t be selected for — or at least not very strongly — and they might fizzle out altogether.

let’s take an imaginary society as an example: say everyone in our pretend population always marries their first cousins. their father’s brother’s daughters (fbd) even, so that we get a lot of double-first cousin marriage. h*ck! let’s throw in some uncle-niece marriages on top of it all. the inbreeding coefficients in such a society would be very high, and if clannishness was being selected for in our highly inbred population, the selection ought to move pretty quickly.

but suppose we separated all the kids at birth from their biological families and set them out for adoption by unrelated individuals — people with whom they likely did not share the same nepotistic altruism alleles. think: the janissary system, only on a population-wide scale. if we did that, there should be virtually no selection for clannishness despite all the inbreeding since pretty much no one’s nepotistic behaviors would be directed towards other individuals with the same nepotistic altruism genes. in this case, kin selection would just not be happening.

such a society does not exist, and i don’t think ever has. but there are societies out there with certain family types — namely nuclear families (or even post-nuclear family societies!) — which ought to have a similar dampening effect on any selection for clannishness.

northwestern “core” europe has had very low cousin marriage rates since around the 800s-1000s, but it has also, thanks to manorialism, had nuclear families of one form or another (absolute or stem) since the early medieval period — nuclear families are recorded in some of the earliest manor property records in the first part of the ninth century from northeastern france [see mitterauer, pg. 59]. on the other hand, eastern europeans, like the russians and greeks, while they also seem to have avoided very close cousin marriage for several hundreds of years (which is not as long as northwestern europeans, but is quite a while), have tended to live in extended family groupings. you would think that nepotistic altruism could be selected for, or maintained more readily, in populations where extended family members lived together and interacted with one another on a more regular basis than in societies of nuclear family members where individuals interact more with non-kin. societies comprised of nuclear families are more like my hypothetical janissary society above where the altruism genes that might’ve been selected for via kin selection instead fade away in the wash.

we have to be careful, though, in identifying nuclear family societies. the irish of today, for instance, are typically said to be a nuclear family society, but the extended family does still interact A LOT (i can tell you that from first-hand experience). same holds true for the greeks and, i suspect, the southern italians. i would say that these populations have residential nuclear families, but not fully atomized nuclear families which have infrequent contact with extended family (think: the english). the early anglo-saxons in england were also characterized by residential nuclear families — the extended family (the kindred) was still very important in that society. the individuals in a residential nuclear family society probably do interact with non-family more than individuals in a society structured around extended families or clans, but less so than a true nuclear family society.

the thought for the day then?: family types can also affect the selection for clannishness/nepotistic altruism.

that is all! (^_^)

previously: polygamy, family types, and the selection for clannishness and “l’explication de l’idéologie”

(note: comments do not require an email. irish nuclear family.)

here’s a top ten-ish selection of my posts from this year, selected by me (this blog is not a democracy! (~_^) ). they weren’t necessarily the most read or most commented upon posts, but just the ones that i like the best and that i’d like people to read. ymmv!

a BIG thanks to all of you who do read the ol’ blog! and many, many thanks for all the informative and insightful comments. (^_^) …and for some of the crazy comments, too. (~_^)

big summary post on the hajnal line“so, apart from indicating patterns of nuptuality in late medieval and modern europe, hajnal’s line also represents the extent of both manorialism and The Outbreeding Project on the continent. both of these together set up a very new and different sort of social environment for western europeans — a new, and quite unique, social environment which exerted some very different sorts of selection pressures on the populations, particularly on social behaviors, but perhaps on other traits as well.”

medieval manorialism’s selection pressures“medieval society in northern europe (ca. 400-1500 a.d.) produced some quite unique selection pressures which very much shaped the characteristics and personalities of ‘core’ europeans….”

die ostsiedlung“from a sociobiological point-of-view, probably the most underappreciated event in recent western european history. that and the reconquest of spain.”

mating patterns of the medieval franks“by the 800s, second cousin marriages amongst the franks were considered ‘scandalous.’ bishops actively enforced the bans in their dioceses and neighbors willingly squealed on their cousin-marrying neighbors to the bishops. by the 800s-1000s, there is good evidence that both the frankish aristocracy and the lower classes avoided close cousin marriage.” — see also: kindreds, communes, feuds, and mating patterns in medieval france“beginning in the 1000s, there are indications — the rise of lineages and the appearance of communes — that the french kindreds were starting to break apart. however, feuding continued in france into the 1200-1300s, so clannishness did not disappear in france overnight.”

the transition from shame to guilt in anglo-saxon england (and “core” europe)“feelings of guilt were probably selected for over the course of the middle ages in northwestern europe starting in the early part of the period.” — see also: more on the origins of guilt in northwestern european populations“the center of the guilt culture in northwestern europe — the core region which (historically anyway) has been characterized by the least corruption, the highest levels of trust, liberal democracy, free societies, low levels of internal violence, high levels of human accomplishment, the invention of capitalism, the advancement of science, the development of the ideas and ideals of the enlightenment, and pretty much everything else we call western civilization today — is the core where The Outbreeding Project began the earliest in europe.”

sneak preview: violence, punishment, outbreeding, and swashbuckling pirates in medieval england“over the course anglo-saxon period…the death penalty did come to be more widely applied to cases of homicide, but for most of the period there weren’t really very many executions of killers…. more laws demanding the death penalty (or castration) for killings were issued and enforced during the anglo-norman and angevin periods… [but] executions actually remained comparatively low during large parts of the norman period…. as far as i can tell, criminals were executed right and left during the tudor period. the use of capital punishment really ramped up during the 1500s.” — see also: homicide rates in various regions of thirteenth century england“[I]t is possible that every person in England in the thirteenth century, if he did not personally witness a murder, knew or knew of someone who had been killed.”

a study in swiss“my guess is that the swiss are some of western europe’s ‘inbetweeners’ as far as outbreeding goes. i guessed that they probably got involved in The Outbreeding Project later than some other western europeans — the ones in and closer to the center of my ‘core’ europe. and they didn’t experience manorialism either (unless some of them on the swiss plateau did?).”

reverse renaissance?“perhaps the arabized world underwent a *reverse* renaissance process thanks to the introduction by the arabs of the most inbred form of cousin marriage — father’s brother’s daughter (fbd) marriage — to the populations of the middle east/maghreb….” — see also asabiyyah and asabiyyah ii – clannishness and the abbasid caliphate.

fbd cousin marriage and clans and tribes in iraq“i think a long term inbreeding society selects — or *can* select — for what i call clannishness. and iraqis have got that in spades. they’ve got clans and tribes, nepotism, and an obvious inability to handle liberal democracy. not that that’s some sort of goal in and of itself. i’m just sayin’.”

cousin marriage in sub-saharan africa“there is also a wide variety of mating patterns in ss africa. some populations avoid cousin marriage altogether. we’ve already seen this with the bamileke of cameroon and the igbo of nigeria. also the turkana of kenya and quite possibly the amhara of ethiopia (not 100% sure about them — need to double-check). a notable group which apparently avoids cousin marriage is the zulu. but plenty of other ss africa groups do practice cousin marriage like, as you’ll see in the table below, the kongo and luba in the democratic republic of congo, the ashanti in ghana, the sotho-tswana in south africa, and the kpelle of liberia.” — see also: the bamileke of cameroon and fulani, hausa, igbo, and yoruba mating patterns.

the american revolutions“that there were four american revolutions is a result of the fact that four (five?) somewhat different english populations settled in different regions of north america. the cultural and attitudinal differences between these regions persist to this day because, undoubtedly, there are genetic variations between the populations — probably average genetic differences in the frequencies of genes related to behaviors, personality, and even intelligence. these regional differences also persist because, since the very founding of the united states, like-minded people have been self-sorting themselves within the country so that they group together — and that sorting process has *not* been slowing down.”

it’s not nature and nurture…“…it’s nature and…*we dunno*…miscellaneous/unknown/noise?” — this post's actually very important. READ THIS POST! think about it for a while and let it sink in. and make sure to follow the links!

– my "what is hbd" series: what is human biodiversity (hbd)?“human biodiversity (hbd) is very simply the diversity found among and between human populations that has a biological basis.” — see also: what human biodiversity (hbd) is not; examples of human biodiversity (hbd); why human biodiversity (hbd) is true; hbd and racism; and hbd and politics.

– and finally: you and me and hbd“if you accept that humans exhibit biologically based diversity, then you’d better be prepared to accept ALL of it.”

previously: top ten list 2013

“every society selects for something.” — greg cochran

every society selects for something. it does take some time for selection pressures to make a difference when it comes to the frequencies of “genes for” various behavioral traits, of course (unless the culling is extreme): twenty generations, maybe. forty is probably better. a few hundred? yeah, that’ll definitely do it. the point is, it doesn’t necessarily take millions of years for evolution by natural selection to work. not even tens of thousands. we don’t have to cast the net back to the paleolithic or even the mesolithic in our search for the origins of behavioral traits in human populations (although the roots for many of them are probably there…or even farther back to our common origin with other apes and even other social mammals, lizards, fruit flies, tomatoes etc., etc.) — we can and should look for selection pressures in more recent eras, too. and “the environment” that exerts these pressures on human populations is not just the natural world — it’s our social worlds, too.

this will be the first in a series of posts on manorialism in medieval europe, because i think that it’s incumbent upon every blogger to bore their readers to tears medieval society in northern europe (ca. 400-1500 a.d.) produced some quite unique selection pressures which very much shaped the characteristics and personalities of “core” europeans, i.e. the dutch (minus the frisians), the belgians, the french (especially the northeastern french), the english (especially the southeastern english), to some degree the lowland scots, the germans (especially those to the west), the scandinavians (especially those further south), the northern italians (especially those from the north italian plain), the northern spanish (especially catalonians), and to some degree the swiss. one of those selection pressures was, of course, europe’s Outbreeding Project, which i never shut up about. (sorry!) the other big one, i think, was manorialism — a communal agricultural system that was really an almost all-encompassing socio-religious-political system which, although its features and importance did vary at different times and in different locales, pretty much regulated nearly all aspects of medieval europeans’ lives. where it existed — a key point which i’ll come back to later.

the working theory around here is that the Outbreeding Project set up the selection pressures for getting rid of much of what we could call “nepotistic altruism” in core europe, allowing for greater cooperation and trust between unrelated individuals and, therefore, a more open and “corporate” sort of society. a second working theory is that manorialism set up selection pressures for a whole suite of traits including perhaps: slow life histories; future time orientation; delayed gratification; the good ol’ protestant work ethic; a general compliant nature and even rather strong tendencies toward conformity; perhaps even a high degree of gullibility; perhaps a few extra iq points; and even more cooperation and trust between unrelated individuals. or not. please keep in mind that i’m just thinking out loud in these posts. oh — the manor system also probably contributed to the selection for the reduction in impulsive violence. (i’ll be exploring more fully the various aspects of manorialism that i think may have created the selection pressures for these various traits in the coming posts — promise! just giving you a rough outline now.) the Outbreeding Project and manorialism very much went hand-in-hand as well — the medieval european manor system could not have happened without all of the outbreeding, and the Outbreeding Project was reinforced by the manor system (since marriage was often regulated within the manor system).

manorialism — “classic,” bipartite manorialism (more on that below) — started with the franks in austrasia by at least the 600s or perhaps earlier and spread gradually southwards with the frankish conquest of, well, france and eastwards during the ostsiedlung. we find it just across the channel in southern england very early as well — there are references to what sounds like features of a manor system in the laws of king ine of wessex (688-726) [see mitterauer, pg. 43]. the medieval european manor system originated, then, roughly in the area outlined in green below (yes — this is the very same area where the Outbreeding Project began. which is convenient, really, ’cause i like not having to make multiple maps! in case you’re new here, the other lines on the map indicate the hajnal line.):

hajnal line - core europe

interestingly, the frisians, although quite centrally located on the coast of the netherlands in this core region, never experienced manorialism. mitterauer ties manorialism to cereal agriculture and the new agricultural techniques developed in the early medieval period (with the introduction of the heavy plow, etc.), so areas unsuitable for such farming — like mountainous regions or swampy areas — typically simply did not see the introduction of the classic manor system.

classic manorialism was introduced to southern france (but bypassed some more remote areas like the massif central) as those regions were conquered by the merovingians and carolingians between the fifth and eighth centuries and to northern spain around the eighth and ninth centuries. the bipartite manor system never reached the southern regions of spain that were controlled by the moors. there was a rudimentary form of manorialism in northern italy even before the area was made a part of the carolingian empire, but the region was heavily manorialized (especially by ecclesiastical monasteries) after charlemagne conquered the lombard kingdom in the 770s. classic, bipartite manorialism was never adopted in central or southern italy or sicily — nowhere in the byzantine world, in fact.

the franks also pushed eastwards, introducing the manor system to central europe, beginning in the eighth century. the border of this eastward movement was, for a couple hundred years or so, the eastern boundary of the carolingian empire (look familiar?). a renewed push eastwards began in the eleventh and twelfth centuries, and a slightly revised form of classic manorialism (a system based upon rents rather than work exchange) was introduced to areas/populations further to the east in central-/eastern-europe including the baltics, large parts of poland, bohemia, moravia, parts of slovakia, western hungary, and slovenia. quite obviously, these populations experienced manorialism for a shorter time than those to the west.

the “classic” form of manorialism never reached the farthest parts of eastern europe. eventually, a form of manorialism was adopted in russia and areas of eastern europe bordering russia, but it was quite different than the version western europe had had. this serfdom-heavy manor system in eastern europe also arrived very late compared to manorialism in western europe — in the fifteenth century (iirc) or in some areas even much later. classic manorialism had practically disappeared in western europe by this point.

in scandinavia, denmark was heavily manorialized relatively early i believe (probably around the time of the first wave of the ostsiedlung, although i must check the dates), and manorialism was also very much present southern sweden (scania). the more northerly parts of scandinavia — norway, northern sweden (or sweden north of scania), the swedish-settled areas of finland — didn’t have manors per se, but were covered by a unique version of “manorialism” in which much of the population was under the thumb of the church (and sometimes petty aristocratic landowners). i know my nordic readers are going to object to me saying that, but please wait for the post on manorialism in scandinavia before bombarding me with your counterarguments. thanks! (^_^) this unique form of “manorialism” arrived in northern scandinavia rather late — probably in something like the 1200s (i need to check on that date) — and departed late (the 1800s and even the 1900s in some areas). not sure what happened in the areas of finland not settled by swedes. and i’m pretty sure no form of manorialism ever took hold in iceland, although i reserve the right to be wrong about that. (~_^)

classic manorialism arrived late in ireland — in the late 1200s — and was introduced by the anglo-normans. there was never really much manorialism in wales or the highlands of scotland, although kind david did introduce it to the lowlands of scotland in the 1100s. not sure how well it took hold there, though. i’ll let you know as soon as i do. proper classic manorialism wasn’t really found in cornwall, either, and manors were not very prevalent in east anglia, although there were some.

there was never any manorialism in the balkans.

nor was there ever any classic, bipartite, european-style manorialism in the arabized, islamic world or in china, although there were plenty of large estates in china throughout its history. (don’t know about japan or the korean peninsula.) the difference between medieval european manors and the manors of china has been characterized as a difference between manorialism — which was a sort-of communal agricultural system in which everyone who worked on the manor was a part of a familia — and landlordism, which is what you had in china [pgs. 11-12]:

“In two major works in particular (Hu Rulei 1979; Fu Zhufu 1980), we find sustained analyses of the differences between the socioeconomic structure of imperial China and that of the precapitalist West…. For Hu Rulei, the key lies in the differences between Chinese ‘feudal landlordism’ (*fengjian dizhuzhi*) and European ‘feudal manorialism’ (*fengjian lingzhuzhi*). In the European feudal manor, landownership or economic power was merged with military, administrative, and judicial powers; each manorial lord exercised the entire range of those powers. The state system of manorialism was thus one in which sovereignty was parceled out. In Chinese landlordism, by contrast, political authority came to be separated from economic power through private land-ownership and the frequent buying and selling of land. This made possible the centralized imperial state system. Landlordism and the centralized imperial state thus made up an interdependent politicoeconomic system that must be distinguished from European manorialism. Hu’s is an analytical model that can help explain the differences and hence also their different paths of sociopolitical change in the modern era.

“Fu Zhufu has pointed to another difference between manorialism and landlordism. In the serf-based manorial system, the lord had to look to the subsistence and reproduction of his workers, lest the very basis of the manorial economy be undermined. But the Chinese landlord was under no such constraints. He could seek the highest possible returns that the land-rental market would support (Fu 1980: 9-10, 201-2). Though Fu skirts the issue here, it is obvious that such principles became harshest when the pressures of social stratification were joined by the pressures of population; under those conditions, a tenant who failed to survive could always be replaced by another. Landlordism could become an institutional system in which the poor tenants were pressed below the margins of subsistence.”

which brings me, now, to some of the various characteristics of classic manorialism and the selection pressures that i think they may have exerted.

– the bipartite estate. the bipartite estate was a key aspect of classical (north)western european manorialism. basically, the manor was divided into two parts: the lord’s part — his farm or demesne — and the peasants’ or serfs’ parts — all their individual farms. the serfs or villeins or whatever you want to call them (there were multiple categories of these peasant farmers and a range of names for them) each had farms to work which were granted to them by the lords (keep in mind that sometimes those “lords” were bishops or monks who ran the monasteries). in the earlier part of the medieval period, the serfs owed labor to the lord of the manor as payment — they were obliged to help work the lord’s demesne — but they also independently worked the farms which they were granted, both to sustain themselves and perhaps make a little profit by selling any extra produce to the neighbors or in a market. there were other obligations, too, but the above was the fundamental gist of the whole system. later in the medieval period, the duty to provide labor switched over to a more simple and direct rent system.

also early on in the period, serfs were given (or assigned) farms to work by the lord of the manor. as a young man, you might not be given the same farm that you grew up on — that your parents had worked — especially not if your father/parents were still productive workers. the lord of the manor, or his steward, would just grant you another farm on the manor to work…if there was one available…and if he chose to do so (presumably based on your merit or your familiy’s record). this system eventually changed as well into one in which a son (typically the eldest son) would “inherit” the farm that his father/parents had worked. not sure when this happened. must find out.

not everyone who was a member of a manor operation would be granted a farm to run. some individuals were just laborers on the manor (“cottagers” in england, for example), and there were plenty of domestic servants serving in the manor house, too.

i think that there are potentially selection pressures here for several different traits or qualities. if we ask ourselves, what sort of individual would’ve done best living in this bipartite estate system, i.e. which individuals with which sorts of traits would’ve managed to reproduce the most, i think it might’ve been people with qualities including: being hard-working or industrious — those that made the most of the farm grant and produced the most food to support the most number of kids and even to sell extra produce for a profit; perhaps smarter than some of the neighbors (like the cottagers) — for the same reasons as hard-working; future time oriented — you had to be patient and wait for a farm to become available, or later in the period wait for your father to hand over the farm or die, and not start philandering about the manor before you could afford to raise kids (you also might not be granted a farm, or acquire yourself a husband, if your reputation was ruined beforehand); slow life histories — those individuals who could hold off on reproducing too early would’ve been rewarded with farms, those that did not would’ve been shunned and would lose the opportunity to reproduce further; and compliancy — you didn’t rail (too much) against the man in the manor, and anyone that did wouldn’t have gotten a farm and may have, if they caused too much trouble, been shipped off to a monastery for life (more on that in a later post).

– villikation and familia. villikation is the term that german researchers use when referring to the fact that the manor and all its inhabitants/workers were managed by someone, either by the lord of the manor himself or by a steward who the lord had put in charge of running the place. you would think that, as a serf or tenant farmer on a manor, you wouldn’t want to run afoul of whoever was in charge, and very often those that did were shipped off the manor (to monasteries), so it seems to me that there might’ve been further pressures here to select for compliant and cooperative individuals.

familia was the word used for everyone who was a member of a particular manor! it was a term used especially earlier in the medieval period, but i think it was in usage throughout the entire era (need to double-check that). from mitterauer [pg. 57]:

“On the one hand, there was the villa, the lord’s manor, or the stewards’ manor, with its resident labor force, the members of which were not tied to one another by kinship; on the other hand, there were the farms of the *servi casati*, that is, of the unfree laborers and their dwellings, as well as the *coloni* who were bound to the soil and therefore to a house. Together they formed the *familia*, an overarching household embracing several households.”

a classic (north)western european manor, then, almost sounds like a 1960s hippie kibbutz, at least when it came to the relatedness of the individuals on the estate. (unlike a hippie kibbutz, though, The Man was clearly in charge.) the people living and working on a medieval manor in (north)western europe were not all members of one extended family or clan (which you do see elsewhere, like in eastern europe, especially russia, or southern china). this system, along with the Outbreeding Project, might’ve encouraged the selection for individuals who were willing to cooperate with other (comparatively speaking) unrelated persons. it might even have helped, along with the Outbreeding Project which got rid of much nepotistic altruism imho, to select for highly trusting — and quite highly trustworthy — individuals.

– open-field system. another key feature of (north)western european manorialism was the open-field system in which shares of large “fields” were apportioned out to each family on the manor — each household would get a long strip or strips within one of these huge fields in which to grow their crops. open-field systems were used by the pre-christian germans and slavic populations (iirc), but in those contexts, extended family/kindred/clan members typically shared the fields. again, in the classic manor system, we have more unrelated individuals/families sharing these fields. residents of the manor regularly policed one another, bringing each other to the manorial court if they thought someone was cheating in the open-field system (and also in the usage of the commons), so, again, here we might have the selection for cooperative and trustworthy individuals.

– ecclesiastical manors. i think the presence (or absence) of ecclesiastical manors in any given area might be very important. apparently, ecclesiastical manors exercised more control on their residents, and until later in the period, than those headed by lay lords (more on this in a later post). so, i’d expect all of the behavioral traits associated with manorialism to be even more pronounced in areas/populations that had more than their fair share of ecclesiastical manors: south-central england, france, germany, and northern italy (and northern scandinavia?).

again, these are all just some ideas. Further Research is RequiredTM! would be cool if someone looked through some manor records to see if they could find out which, if any, class of peasants/serfs managed to reproduce more successfully. maybe someone already has?

if/when the “genes for” any or all of the behavioral traits i’ve mentioned here in this post are discovered, my prediction is that the frequencies for them in european populations will be highest in those in the core area and, thanks to the historical origins and spread of manorialism (and the Outbreeding Project), that these frequencies will reduce with distance from that core. again, i reserve the right to be completely and utterly wrong about that. (~_^)

that’s it for now. stay tuned for a bunch of posts on medieval manorialism in the coming weeks! but first, some other business….

previously: big summary post on the hajnal line and medieval manoralism and the hajnal line and behind the hajnal line and medieval manorialism and selection…again und die ostsiedlung

(note: comments do not require an email. a french manor: chateau de montargis)

und now is ze time on the hbd chick blog vhen ve dance über die Wichtigkeit der Ostsiedlung sprechen! (i switched to deutsch there, ’cause i wanted to end my sentence with a verb. just so you know.)

i’ve mentioned the ostsiedlung in passing before (see here and here for example), and i’ve even gone so far as to say that it’s:

“from a sociobiological point-of-view, probably the most underappreciated event in recent western european history. that and the reconquest of spain.”

that’s right! never mind your barbarian migrations of late antiquity! forget about them. expunge the barbarian migrations from your mind! the ostsiedlung (and outbreeding and manorialism and all the subsequent natural selection) is (largely) what created the intelligent, efficient, hard-working, gratification-delaying, ordnung-loving, not-so-violent (on a daily basis), consensus-democracy-preferring, slow life history, behind-the-hajnal-line tchermans that we know and love today (luv ya, germans!).

so, what the h*ll was the ostsiedlung?

the ostsiedlung, or “east settling,” was (from what i understand) the latter part of a broader ostkolonisation of central and parts of eastern europe by the medieval ancestors of the people we now refer to as The Germans. during late antiquity, germanic tribes had of course migrated out of southern scandinavia and central and eastern europe into western and southern europe. then, beginning in something like the 800 or 900s, they went and reversed that flow, and some of them began to migrate back into central/eastern europe. migration is one of the major forces in evolution, along with things like mutation and genetic drift, so from a sociobiological/human diversity perspective the ostsiedlung should definitely not be ignored.

it should really not be ignored because what you have to keep in mind is that the tchermans who were migrating back into central/eastern europe in the post-800s were quite different from the the barbarian tchermans who had migrated into western europe four hundred or so years earlier. the barbarian germans had been a bunch of inbreeding, tribal, feuding, kindred-based peoples. the germans who migrated eastwards later in the medieval period were already a population of (comparatively speaking) outbreeders hailing from a population based upon nuclear families (see here). that’s because (imho) these new-and-improved germans, who were coming out of the frankish heartland, had already been pressed for many generations through the outbreeding/manorialism meat grinder. different sorts of individuals had been selected for in this new social environment than had been successful in the old clannish society. and, crucially, these new germans brought that new environment with them when they settled the east.

the ostsiedlung was a huge self-sorting event in medieval europe. jayman and i like to babble about self-sorting a lot, but that’s just because it really is very important. large scale self-sorting of individuals is akin to assortative mating writ large. in fact, it must enable a whole lot of assortative mating. one enormous self-sorting event was the settling of the united states by hackett fischer’s four “folkways” (read: subpopulations) from britain. (others populations came, too.) the fact that various groups having unique characteristics established themselves in different regions of what would become the united states still affects the workings of our country today. on top of that, don’t forget that people in the u.s. have been continually self-sorting along those original settlement lines pretty much ever since the first settlers arrived from europe, so our regional differences are not going away any time soon.

anyway, the medieval ostkonlonisation and ostsiedlung were self-sorting events on a similar scale (the ostsiedlung being just the latter half of the ostkonlonisation really). the earliest part of the ostkolonisation was driven by kings (the carolingians mostly i think) conquering other germanic groups to the east (like the bavarians) in the 800s and 900s. apparently the establishment of ecclesiastical monasteries in the newly conquered territories was pretty heavy at this time. that’s an important little detail that i’ll come back to at a later date, so commit it to memory if you would. the latter part of the ostkolonisation, the ostsiedlung of the eleventh/twelfth to roughly the fourteenth centuries, was quite different in character. from The Germans and the East [pgs. 9 and 28-29]:

“[O]ne could say that ‘Germany’ grew out of the Carlingian East Frankish Kingdom between the Rhine and the Elbe by producing its eastern half on colonized Slavic and to some extent Baltic land. Thus the genesis of the German Empire took place within the perimeters of Europe’s ‘eastward expansion’ (*Osterweiterung*). It consisted, on the one hand, of Christian state-building in the Slavic-Hungarian East in the ninth and tenth centuries, and on the other — beginning in the twelfth century — of the migration and resettlement of the population from the older colonized areas west of the Elbe, the Bohemian Forest and the Enns…. [C]ontinuous new waves of German miners, peasants, craftsmen and merchants, as well as knights and clergymen, emigrated and permanently settled in countries neighboring Germany in the East and Southeast. Jewish emigrants from the West also took part in this migration process….

“Medievalists tend to distinguish two main colonization waves in the history of medieval Europe. The first embraced Carolingian Europe and occurred in the eighth and ninth centuries. The second, which covered almost the entire continent, began in the eleventh century and gained momentum in the following two or three centuries. Without ruling out the matter of a possible relationship between these two waves it is worth noting that the first had a military character, though not exclusively so, as it usually took the form of *Landnahme*, that is, the gain and occupation of conquered territories. The second wave was rather based — though again not exclusively — on economic causes….

“[P]eople went east in search of bread, freedom and adventure — in a word, a better life, as the Flemish settlers sang. These few were still the most industrious and mobile, the most dissatisfied with their social and economic status so far and, in a word, a sort of elite of the elite (indeed not only in the positive sense).”

here’s a really big map of the phases of the ostsiedlung [source – click on the map for a LARGER view]:


so the early part of this migration of the medieval germans eastwards was military in nature — maybe a lot of soldiers from the west settled in the newly taken areas? — and, like i said, many monasteries/ ecclesiastical manors were established at this time. the latter part of the migration eastwards involved the settling of farmers, merchants, and artisans who wanted a better life in newly established manors and towns. the important thing here is not to think of these farmers, merchants, and artisans as comparable to the homesteaders of the wild west in america. they were not. the settling of the east did not at all involve independent migrants setting out on their own to strike it rich. the ostsiedlung was really more plantation-like in nature with the migrants signing up to be a part of some organized settlement project — a manor or a town or whatever. entire “new towns” were organized in this way and sprang up literally (used here in its colloquial sense) overnight in medieval eastern germany. while there were typically enticements for the new settlers to sweeten the deal (e.g. not having to pay taxes for the first five to seven years), they were still signing up to be a subordinate in a project. so, yes, these were people looking to better their lives — willing to work hard probably — but also apparently willing to be…a bit subservient. happy to follow the lead of the manor owner or whomever. (maybe this was less the case for merchants. dunno.)

whatever their average personal characteristics were like — and i could have them wrong here — they should at least be considered wrt the ostsiedlung as a self-sorting event.

btw, the new settlers were usually recruited not by the lords of the manors but by middlemen called “lokators”. here’s one organizing the work teams on a new settlement:


the reason that the hajnal line is where it is in eastern europe — and if you don’t know what i’m talking about, please see this post — is that that is simply the eastern limit of the ostsiedlung. from mitterauer [pgs. 45-46]:

“The most significant expansion of the model agricultural system [manorialism] in the Frankish heartland between the Seine and the Rhine took place toward the east. Its diffusion embraced almost the whole of central Europe and large parts of eastern Europe…. This great colonizing process, which transmitted Frankish agricultural structures and their accompanying forms of lordship, took off at the latest around the middle of the eighth century. Frankish majordomos or kings from the Carolingian house introduced manorial estates (*Villikation*) and the hide system (*Hufenverfassung*) throughout the royal estates east of the Rhine as well…. The eastern limit of the Carolingian Empire was for a long time an important dividing line between the expanding Frankish agricultural system and eastern European agricultural structures. When the push toward colonization continued with more force in the High Middle Ages, newer models of *Rentengrundherrschaft* predominated — but they were still founded on the hide system. This pattern was consequently established over a wide area: in the Baltic, in large parts of Poland, in Bohemia, Moravia and parts of Slovakia, in western Hungary, and in Slovenia.

Colonization established a line streching roughly from St. Petersburg to Trieste. We will come across this line again when studying European family systems and their diffusion. The sixteenth century witnessed the last great attempt to establish the hide system throughout an eastern European region when King Sigismund II of Poland tried it in the Lithuanian part of his empire in what is modern-day Belarus. The eastward expansion of Frankish agrarian reform therefore spanned at least eight centuries….

“Over against this ‘core Europe’ was a ‘peripheral Europe’ that did not acquire these structures until a relatively later date — or not at all. Here we can list Ireland, Wales, and Scotland in the West; the area of eastern Europe beyond the Trieste-St. Petersburg line that was unaffected by the colonization of the East; the entire Balkan region; southern Italy, which was formerly Byzantine, along with the southern part of the Iberian Peninsula that was under Moorish rule for so long a time. The political, economic, and social evolution of many regions in ‘peripheral Europe’ took a different turn because of their clinging to other, traditional agricultural systems.”

and here it is — the hajnal line. with the core area of where manorialism and outbreeding began in the early medieval period roughly outlined in green:

hajnal line - core europe

btw, wikipedia has this to say about the ostsiedlung (so it must be true!):

“The settlers migrated in nearly straight West-to-East lines. As a result, the Southeast was settled by South Germans (Bavarians, Swabians), the Northeast by Saxons (in particular those from Westphalia, Flanders, Holland, and Frisia), while central regions were settled by Franks. As a result, the different German dialect groups expanded eastward along with their bearers, the ‘new’ Eastern forms only slightly differing from their Western counterparts.”

if that was indeed the case, there might be further implications wrt to the self-sorting of medieval german populations, i.e. something to do with subpopulations of germans moving eastwards. so, stay tuned!

previously: big summary post on the hajnal line and behind the hajnal line

(note: comments do not require an email. another planned “new town” of the ostsiedlung.)