family types in eastern europe, 1500-1900

speaking of viscous populations, large parts of eastern europe, beyond the hajnal line, have been characterized by extended families for a very long time, in contrast to northwestern “core” europeans.

here from karl kaser a map (probably roughly) showing both the limits of bipartite manorialism in europe (it didn’t extend into eastern europe) as well as the historic presence of nuclear vs. extended families between western and eastern europe. this map adds some of the squiggles to the hajnal line that i’ve been saying must exist — must be a fuzzy border in general:

so, west of that line (with some exceptions): bipartite manorialism going back to the 500s-800s (earlier the closer to the center of core europe), nuclear families going back to around that same time, and the avoidance of cousin marriage from around the 800s. east of that line: no bipartite manorialism, although some late “other” manorialism in northern eastern europe (i’ll explain that in my next post — there was never any manorialism in the balkans), extended families in many regions lasting right up until the present day (especially the balkans), and apparent late avoidance of cousin marriage compared to western europe — or, at least, not as strictly enforced for large parts of the medieval period.

all things considered, then, eastern european populations have been more viscous than northwestern ones for at least the last one thousand years.

in Power and Inheritance: Male Domination, Property, and Family in Eastern Europe, 1500-1900 [pg. 53+], karl kaser outlines how the differing economic and inheritance systems between eastern, western, and southern europe between 1500 and 1900 influenced family types. (and the foundations of these different systems stretch back into the medieval period.) i’m not going to get into all the details here, but, again, thanks to the socio-economic structures found in these three regions of europe, eastern populations wound up being more viscous than those in the west, and southerners some weird hybrid in between the other two. (but, quite possibly, the southern italians have had a higher cousin marriage rate than eastern europeans.) here from kaser [my emphases]:

“The inheritance geography of Europe can be roughly divided into three large areas: Western, Eastern, and Mediterranean zones, each with its own variations. Omnipresent, of course, is the potential for administrative intervention to change the customary laws of inheritance, whether for purely economic or even military purposes. Two basic variants, the *Grundherrschaft* system and that of a tributary system, can be distinguished. The exclusive goal of the tributary systems was to force the peasant families to pay their taxes and fees and fulfill their labor obligations vis-a-vis the landlords, while the *Grundherrschafts*-system enabled the landlord to intervene in questions of inheritance, family organization, and landed property. Europe had *Grundherrschaft*-systems in Central and Western Europe, while various forms of tributary systems were most characteristic of Eastern and Mediterranean Europe. In addition, we have to consider whether or not agnatic structures played a decisive role. Where the agnatic ideology was crucial, inheritance usually was considered patrilineal property of the group and was controlled by the group. In regions where the role of the agnatic group was weak or nonexistent, inheritance procedure focused on the conjugal couple and the nuclear family. Thus we have additionally to differentiate agnatically (with the focus on the descent group) and conjugally oriented areas (with the focus on the nuclear family). Eastern Europe belonged to the first; Western and Mediterranean Europe, with the exception of the larger islands — Sardinia, Corsica, Sicily, Crete, and Cyprus — belonged to the second. The Mediterranean area, dominated by tributary systems, was conjugally oriented….

“In the Mediterranean, there exists a long tradition of equally partible inheritance, the tributary system, and the relative absence of patrilineal descent concepts with the nuclear family as the primary social unit. In Western Europe, the result was the same, but the reasons and contexts were different….

“The Western and Central European pattern of unigeniture, the right of succession to the impartible inheritance of land and nuclear family on the farmstead, developed in two phases. It originated during the 7th and 8th centuries in the Frankish kingdom, the territory of which covered large parts of Central and Western Europe, before Charlemagne came to power. In the second phase, between the 11th and 14th centuries, this inheritance pattern was extended eastward in the course of a massive colonization of conquered territories by *Grundherrn* and their peasants. They first reached the Elbe and then moved eastward. Thus an important zone of cultural transition was established. This zone not only divided two marriage patterns but also different systems of inheritance and household formation….”

and, crucially, these different systems set up different selection pressures.

“It divides the *Grundherrschaft* system from tributary systems, conjugal — from agnatic-centered systems, and systems of impartible inheritance from those with equally partible male inheritance….”

see here for more on this process.

“In territories east of the transition zone, tributary systems were almost never replaced by *Grundherrschaft* systems, and thus inheritance followed traditional patrilineal customary laws until the 19th and early 20th centuries. In the wide plains of Eastern Europe, large feudal estate were established on tributary lines….

“It is interesting that the inheritance systems in Bohemia and Moravia — in what today constitutes the Czech Republic, on the one hand, and in the Slovak Republic, which was part of Hungary until 1918, on the other hand — were completely different. Bohemian customary law had provided for equal male partible inheritance, but this was replaced by the new German law brought with colonization. Slovakia was only colonized in the form of isolated settlements, and the traditional system, which was even adopted by several German settlements, survived.

“The Polish kingdom formally introduced the German legal system and the agrarian system of *Hufenverfassung* (based on the *Hufe* — the *manus* or hide — as the standardized concept for a peasant holding) throughout the country after colonization, despite the fact that colonization itself only reached western Poland. This introduction was successful in western Poland; and in the core area of Lithuania, the *Hufenverfassung* was also introduced and the land systematically redistributed. But in the eastern parts of the Polish-Lithuanian state, including Belarus and the Ukraine, male partible inheritance and strong agnatic communities survived. A considerable portion of the Baltic region was also affected by German colonization. Prussia was colonized by German settlers and landlords, and the agrarian structure of Kurland, Livonia, and Estonia was reorganized by German feudal lords who introduced impartible inheritance….

“It has already become clear that the tributary systems allowed the people to practice their traditional inheritance practices. The same was true with household arrangements. The system of equally partible male inheritance offered several variants for property transfer: Transfer might not have been part of every individual life-course, in which case a large and complex household could emerge; it could systematically carried out upon the marriage of sons, which would have a system of nuclear families as its consequence; or it could be carried out after a certain period of marriage, e.g., upon the death of the father, and the individual life-course would experience phases of both nuclear and complex family constellations….

“The household formation patterns in the rest of Eastern Europe [i.e. outside of the balkans] cannot be defined this clearly — but were nonetheless analogous, in that they, too, were based on male partible inheritance and in the fact that the household was the primary working unit. The societies of Eastern Europe had no servants on the farmsteads….”
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so, again, i think there are at least three things to juggle in our heads here when thinking about possible selection pressures for nepotistic (or or not-so-nepostistic) altruism, all having to do with the “viscosity” of populations: 1) inbreeding, 2) family types, and 3) the forces socio-economic systems exert on familial relationships. for more than the last thousand years, northwestern european pops have had low inbreeding, small family types, and societal pressures which have pulled apart related individuals (those pressures increased over the period). eastern european pops have probably had higher inbreeding for some or all of this time period (although nothing on the scale of the arab world), large family types, and not very many social or economic pressures for family member to disperse. the mediterranean world, aside from the large islands mentioned by kaser above, has had higher inbreeding rates than northwestern europe (especially southern italy), small family types (at least, small residential family types), but few pressures for close family to separate much.

that’s all i’ve got for you for now. i WILL be coming back to this! (^_^)

previously: viscous populations and the selection for altruistic behaviors and family types and the selection for nepotistic altruism and “l’explication de l’idéologie” and big summary post on the hajnal line

_{(note: comments do not require an email. traditional family systems of europe.)}

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top ten list 2015 and best laid plans 2016

here’s a top ten-ish selection of my posts from this year, selected by me (this blog is not a democracy! (~_^) ). they weren’t necessarily the most read or most commented upon posts, but just the ones that i like the best and/or think are the most important, and that i’d like people to read. ymmv!

‘fraid it was rather slim pickings this year due my general state of unwelledness. am feeling better! and i hope to get back to a more regular blogging schedule next year (see the best laid plans below). i won’t be doing any blogging for the rest of this year — prolly won’t get back to it until after the holidays are over and the eggnog’s all gone. (~_^) you might find me goofin’ off on twitter, though. if you’re not on twitter, you can follow my feed down there (↓) near the bottom of the page in the center column.

many thanks to all of you out there for reading the blog, and for all of your informative and insightful comments! thank you, too, for all of your support and the well wishes while i’ve been ill. they were MUCH appreciated! (^_^) (btw, if you’ve emailed me in the past couple of months, and i haven’t gotten back to you, i am very sorry! am terribly behind on emails, but i’m trying to work through them! behind on replying to comments, too, for that matter. sorry again!)

so, here you go! my top ten list for 2015:

– family types and the selection for nepotistic altruism – “the logic of the mating patterns/inbreeding-outbreeding theory goes that, given the right set of circumstances (i.e. certain sorts of social environments), selection for nepotistic altruism/clannishness ought to go quicker or be amplified by inbreeding (close cousin marriage or uncle-niece marriage) simply because there will be more copies of any nepotistic altruism genes (alleles) that happen to arise floating around in kin groups. in other words, inbreeding should facilitate the selection for clannishness…if clannish behaviors are being selected for in a population…. northwestern “core” europe has had very low cousin marriage rates since around the 800s-1000s, but it has also, thanks to manorialism, had nuclear families of one form or another (absolute or stem) since the early medieval period — nuclear families are recorded in some of the earliest manor property records in the first part of the ninth century from northeastern france [see mitterauer, pg. 59]. on the other hand, eastern europeans, like the russians and greeks, while they also seem to have avoided very close cousin marriage for several hundreds of years (which is not as long as northwestern europeans, but is quite a while), have tended to live in extended family groupings. you would think that nepotistic altruism could be selected for, or maintained more readily, in populations where extended family members lived together and interacted with one another on a more regular basis than in societies of nuclear family members where individuals interact more with non-kin.“

– what did the romans ever do for us? – “so the romans avoided close cousin marriage, established a republic based on democratic principles, had a legal system founded upon universalistic principles, expanded their polity into a vast and one of the world’s most impressive empires (iow, invaded the world), eventually extended roman citizenship to non-romans and allowed barbarians to come live inside the empire (iow, invited the world), and, then, well…oops! *ahem* … anyway, there is a direct link between ancient rome’s and medieval/modern northern europe’s cousin marriage avoidance. that link is quite obviously the catholic church which adopted all sorts of roman institutional structures and practices; but more specifically i’m referring to several of the church fathers….” – see also: st. augustine on outbreeding.

– there and back again: shame and guilt in ancient greece – “there was a(n incomplete) shift in the society during the time period from being a shame culture to being a guilt culture…. the transition may have been incomplete — in fact, may have even gone into reverse — because inbreeding (cousin marriage) became increasingly common in classical athens…. the ancient greeks might’ve gone from being a (presumably) inbred/shame culture in the dark ages, to an outbred/quasi-guilt culture in the archaic period, and back to an inbred/shame culture over the course of the classical period. maybe. Further Research is Required^TM…. in any case, evolution is not progressive. (heh! i’ve just been dying to say that. (~_^) ) there’s nothing to say that evolution cannot go in reverse, although perhaps it wouldn’t go back down the exact same pathway it came up. there’s no reason why we — or, rather, our descendants — couldn’t wind up, as greg cochran says, back in the trees*.”

– outbreeding and individualism – “northern europeans began to think of — or at least write about — themselves as individuals beginning in the eleventh century a.d…. the individualistic guilt-culture of northwest (‘core’) europeans today came into existence thanks to their extensive outbreeding during the medieval period (…and the manorialism). the outbreeding started in earnest in the 800s (at least in northern france) and, as we saw above, by 1050-1100 thoughts on *individualis* began to stir.”

– carts before horses – “the usual explanation offered up for why the societies in places like iraq or syria are based upon the extended family is that these places lack a strong state, and so the people ‘fall back’ on their families. this is *not* what happened in core europe — at least not in england. the importance of the extended family began to fall away *before* the appearance of a strong, centralized state (in the 900s). in any case, the argument is nonsensical. the chinese have had strong, centralized states for millennia, and yet the extended family remains of paramount importance in that society. even in the description of siedentorp’s Inventing the Individual we read: ‘Inventing the Individual tells how a new, equal social role, the individual, arose and gradually displaced the claims of family, tribe, and caste as the basis of social organization.’ no! this is more upside-down-and-backwardness. it’s putting the cart before the horse. individualism didn’t arise and displace the extended family — the extended family receded (beginning in the 900s) and *then* the importance of the individual came to the fore (ca. 1050)…. a lot of major changes happened in core european societies much earlier than most people suppose and in the opposite order (or for the opposite reason) that many presume.”

– community vs. communism – “‘By the end of the nineteenth century, then, it was evident that there were two Europes, long separated by their histories and, thus, by their politics, economics, social structure, and culture….’ so how did northwestern ‘core’ europe (including northern italy) differ from russia historically as far as participation in civic institutions goes? the short answer is: civicness in ‘core’ europe began centuries before it did in russia or the rest of eastern europe, at least 500-600, if not 800-900, years earlier…. there is NO reason NOT to suppose that the differences in behavioral traits that we see between european sub-populations today — including those between western and eastern europe — aren’t genetic and the result of differing evolutionary histories or pathways…. the circa eleven to twelve hundred years since the major restructuring of society that occurred in ‘core’ europe in the early medieval period — i.e. the beginnings of manorialism, the start of consistent and sustained outbreeding (i.e. the avoidance of close cousin marriage), and the appearance of voluntary associations — is ample time for northwestern europeans to have gone down a unique evolutionary pathway and to acquire behavioral traits quite different from those of other europeans — including eastern europeans — who did not go down the same pathway (but who would’ve gone down their *own* evolutionary pathways, btw).”

– eastern germany, medieval manorialism, and (yes) the hajnal line – “most of east germany (the gdr) lies outside of the region formerly known as austrasia, as does large parts of both today’s northern and southern germany. southeast germany was incorporated into the frankish kingdom quite early (in the early 500s — swabia on the map below), but both northern germany and southwestern germany much later — not until the late 700s (saxony and bavaria on map). *eastern* germany, as we will see below, even later than that. the later the incorporation into the frankish empire, the later the introduction of both manorialism and outbreeding. and, keeping in mind recent, rapid, and local human evolution, that should mean that these more peripheral populations experienced whatever selective pressures manorialism and outbreeding exerted for *shorter* periods of time than the ‘core’ core europeans back in austrasia…. when east germany was eventually settled by germanic peoples in the high middle ages, it was comparatively late (six or seven hundred years after the germans in the west began living under the manor system); the manor system in the region was *not* of the bipartite form, but rather the more abstract rental form; and the migrants consisted primarily of individuals from a population only recently manorialized or never manorialized. in other words, the medieval ancestors of today’s east germans experienced quite different selection pressures than west germans. so, too, did northern germans on the whole compared to southern germans. these differences could go a long way in explaining the north-south and east-west divides within germany that jayman and others have pointed out.”

– human self-domestication events – just ignore what i said about humans and “the domestication syndrome” – pay attention to this, tho: “much of the current thinking seems to be centered on the idea that humans self-domesticated ‘in the more distant past,’ but the fact that humans have been able to dwell together *at all* in ridiculously large numbers beginning around the time of the agricultural revolution suggests that human self-domestication did not stop ‘in the more distant past’ and is probably even ongoing. this is 10,000 Year Explosion territory, and cochran and harpending have been here already…. what i’d like to draw attention to is the idea that there have been multiple (probably multiple multiples of) human self-domestication events which occurred at different places and at different times — all sorta within the broader human self-domestication project which began back in some stone age or, perhaps, even before. one of these, i propose, was the manorialism/outbreeding/execution-of-violent-criminals combo of medieval europe which left ‘core’ europeans with a very specific set of behavioral traits. another might very well be whatever domestication package went along with rice farming in southern china as peter frost has discussed. others undoubtedly include the sorts of civilizations described by cochran & harpending in the passage quoted above — those ‘strong, long-lived states’ — like those found in ancient egypt, ancient china, and ancient india.”

– there’s more to human biodiversity than just racial differences – “much of the variation between human populations is NOT found at the level of races, nor does it have anything to do with race.” – see also hbd chick’s three laws of human biodiversity.

– know thyself – me exhorting ya’ll to do just that. see also me, myself, and i. and see also don’t take it personally.

– bonus: historic mating patterns of ashkenazi jews – “i think — going by some things that i’ve read — that the historic mating patterns of ashkenazi jews (i.e. whether or not they married close cousins and/or practiced uncle-niece marriage) were quite different between western vs. eastern ashkenazis…. it seems to me that jews — wherever they have lived (outside of judea/israel, i mean) — have generally copied the broader population’s mating patterns. in medieval western europe, they avoided close cousin marriage and, according to mitterauer, were very worried about incest in the same way that the rest of western europe was at the time. in eastern europe, though, they appear to have married their cousins with greater frequency, probably down through the centuries not unlike the rest of eastern europeans…. as i mentioned in my self-quote at the start of this post, though, european jews did *not* experience whatever selection pressures were connected to the bipartite manorialism of medieval europe.” – see also ashkenazi jews, mediterranean mtdna, mating patterns, and clannishness.

– bonus bonus: my politics – if you’re at all interested. (they’re really dull, actually.)

– and my favorite post from this year by another blogger was jayman’s The Rise of Universalism! (^_^) you should read it. i also meant to mention my favorite post by another blogger in last year’s top ten list, but i forgot, so here it is now: staffan’s The Myth of the Expanding Circle or You Can’t Learn How to Be an English Vegetarian. read that one, too, if you haven’t!
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best laid plans for 2016:

– will start off the year with more thoughts on family types and the selection for nepotistic altruism/clannishness.

– i swear to whoever it is we agnostics swear to that i WILL do that series on manorialism in medieval europe!

– i’d like to take a closer look at the reduction of violence/homicides over the course of the middle ages. i think there’s more to it than just the removal of violent individuals from the gene pool (although it is that, too, imo).

– will explore more the rise of individualism, universalism, guilt, etc., in northwest european populations.

– and i may even finish that post discussing the fact that many of the jihadis in europe (france, belgium, spain) appear to be berbers.

– last year i had hoped to respond to prof. macdonald’s post in which he responded to some things i’ve had to say about jews (especially ashkenazi jews). not sure i’ll get to it this year, either. depends on if i’m up to it or not. i think i’ll need to read/reread his books before i respond, and i just may not get around to that this year. we’ll see. same for salter’s On Genetic Interests.

previously: top ten list 2014 and best laid plans 2015

community vs. communism

it is a truth universally acknowledged, that whenever someone posts a map like this…

…on twitter, that a chorus of people will respond: oh, just look at the terrible effects communism had on eastern europe! for no good reason really because, as we all know, correlation does not equal causation — although it does “waggle its eyebrows suggestively and gesture furtively while mouthing ‘look over there.'”

just because soviet regimes were present in the past in the same areas of europe where there are high corruption levels today does not mean the one is the cause of the other. (and anyway…look at the regions beyond europe! or southern europe, for that matter.) the relationship is certainly suspicious though, and it wouldn’t be surprising if the two were somehow connected.

one way to try to settle this debate would be to look at pre-soviet corruption rates in eastern europe versus the west to see if the situation was any different beforehand.

i have not done that in this post, in large part because i don’t speak any slavic or other eastern european languages, but primarily because it seemed like way too much work. instead, i’m going to take a look a civicness, a set of behaviors — along with things like intelligence, low amounts of corruption, and low levels of violence — that many researchers reckon are necessary in order to have western-style liberal democracies and economies, if that’s what you want in life. i’ll be focusing on russia, again just to kept this little project manageable. but first, italy.
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in Making Democracy Work: Civic Traditions in Modern Italy, robert putnam (yes, that robert putnam) concluded that democracy in northern italy functions better than in the south because the north has had a longer tradition — stretching back to the middle ages — of civicness or of having a civic community. (see previous post: democracy in italy.) according to putnam [pgs. 88-89, 91]:

“Citizenship in the civic community entails equal rights and obligations for all. Such a community is bound together by horizontal relations of reciprocity and cooperation, not by vertical relations of authority and dependency. Citizens interact as equals, not as patrons and clients nor as governors and petitioners….

“Citizens in a civic community, on most accounts, are more than merely active, public-spirited, and equal. Virtuous citizens are helpful, respectful, and trustful towards one another, even when they differ on matters of substance….

“One key indicator of civic sociability must be the vibrancy of associational life.”

in civic societies and civic societies ii, i looked at (self-reported) participation rates in voluntary associations across the world as found in the 2005-2008 wave of the world values survey. specifically, i tallied up the number of individuals who responded that, yes, they were ACTIVE members of the following voluntary associations (thus giving some indication of how civic-minded each of the populations is):

– Church or religious organization
– Sport or recreation organization
– Art, music or educational organization
– Labour union
– Political party
– Environmental organization
– Professional association
– Charitable organization
– Any other voluntary organization

the response rates for eastern europe were abysmal, often vying for last place with the middle east (see previous post for more):

not much has changed in the latest wave (2010-2014). here, for example, are the active membership rates for the russian federation for each of the organization types — the first figure is from the 2005-2008 wave, the second from 2010-2014:

– Church or religious organization = 2.60% – 2.00%
– Sport or recreation organization = 5.90% – 2.40%
– Art, music or educational organization = 4.20% – 1.50%
– Labour union = 3.40% – 2.00%
– Political party = 0.80% – 0.50%
– Environmental organization = 0.40% – 0.40%
– Professional association = 1.60% – 1.40%
– Charitable organization = 1.10% – 0.6%
– Any other voluntary organization = n/a – 1.4%

as joseph bradley says in Voluntary Associations in Tsarist Russia: Science, Patriotism, and Civil Society (2009), russia is “not known as a nation of joiners.” apparently not! (mind you, i am not in a position to cast any stones on this account. *ahem*)
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but were the russians more civic-minded before the revolution?

unfortunately, i don’t have any figures which can be directly compared to our modern world values surveys, but, yes, there was some amount of participation in voluntary civic institutions in russia in the two hundred years or so preceding 1917. however, civic participation didn’t begin in russia until the mid-1700s (and that is a key point to which i’ll return), and for most of that period, it occurred mostly among the upper classes. participation rates did grow across the nation and classes over the next century and a half, until just after the revolution of 1905 when there was a rapid rise in one sort of voluntary association — consumer cooperatives — among all classes of russians. however, civil society was still comparatively shallow in early-twentieth century russia — it hadn’t fully penetrated the whole of society by that point yet because the concept was so relatively new to the populace. here is laura engelstein in “The Dream of Civil Society in Tsarist Russia: Law, State, and Religion” (2000) quoting the sardinian antonio gramsci on the matter [pg. 23]:

“On the margins of the European state system, sharing but not fully integrating the Western cultural heritage, Russia, it is said, has always lacked just these civic and political traits. Antonio Gramsci provides the classic statement of this contrast: ‘In Russia,’ he wrote in the 1920s, ‘the state was everything, civil society was primordial and gelatinous; in the West there was a proper relation between state and civil society, and when the state trembled a sturdy structure of civil society was at once revealed.’ When in 1917 the Russian autocracy not only trembled but tumbled to the ground, there was no ‘powerful system of fortresses and earthworks,’ in Gramsci’s phrase, to prevent the Bolsheviks from erecting another absolutist regime in its place.”

civic society in russia first came to life under catherine the great (1729-1796), who did go some way to promote enlightenment ideals in the empire; perhaps more so when it came to the arts rather than politics, but still…it was a start, albeit one restricted in extent. from engelstein again [pg. 26 – my emphasis]:

“Eighteenth-century Russia had a lively public life. Private presses, a market in print, debating societies, literary salons, private theaters, public lectures, Masonic lodges — all linked inhabitants of the capitals and provincial centers in something of an empirewide conversation. Yet this world was limited in scope, audience, and resources and was fatally dependent on the autocrat’s good will. Catherine, when it pleased her, cracked down on independent publishers.”

this public life did continue to grow, however, although in fits and starts. nicholas i (1796-1855) was not too thrilled by it all, and alexander i (1777-1825) actually banned the freemasons, but by the nineteenth century, alexander ii (1818-1881) was, for a tsar, positively a radical when it came to permitting and promoting civic society as was evident in his great reforms. by the late nineteenth century then [pg. 16]:

“…an increasingly active public sphere of debate that included advocacy and representation was no longer in doubt in tsarist Russia. Thus well before the Revolution of 1905, the groundwork was laid for the participation of private associations in the public arena.”

the practice of joining voluntary organizations came later to the russian lower classes. consumer cooperatives began to appear in russia and the empire in the 1860s, but these first cooperatives were organized and run by the upper classes. peasants and workers would’ve been customers only. cooperatives among middle class professionals in towns and cities appear in the early-1890s. the idea spread to villages in 1900 via proselytizing intellectuals (also worth noting), and after 1905, the cooperative movement exploded right across the country. from The Co-operative Movement in Russia: Its History, Signficance, and Character (1917) by j.b. bubnoff — delightfully published in manchester by the co-operative printing society limited (so the work could be a bit biased) [pg. 49]:

“In 1891 consumers’ societies were formed in towns among the lower-grade officials, various classes of employees, teachers, members of liberal professions, and other sections of the population. These societies were of two types. One open only to members of a particular class of officials or to employees of a particular firm or institution; the other was open to all. These latter societies were already marked by the spirit of independence.

“Throughout this period the number of consumers’ societies was not large, and their output was small…. In 1900 the position was the same. Beginning from 1900, the Co-operative Movement spread in the villages…. [T]he first consumers’ societies in the villages were initiated by the intellectuals and by the authorities and were not the outcome of free enterprise on the part of the peasants themselves. At the end of the last century, and particularly at the beginning of the present one, an agrarian movement spread among the peasantry and ended in the revolution of 1905.”

by 1917, provided bubnoff wasn’t exaggerating, there were ca. 20,000 consumer cooperatives in russia (bubnoff notes that the other organizations listed in the table below — credit and loan savings associations, agricultural societies, and the artels — were all either government run or arranged by the large landowners, so they weren’t really voluntary associations in the sense of being organized by the members.):

again, though, this is late for finally getting around to launching civic institutions in your country. nineteen hundred and seventeen (1917) is very, very late compared to what happened in northwestern europe. even compared to what happened in northern italy. as valerie bunce says in “The Historical Origins of the East-West Divide: Civil Society, Politcal Society, and Democracy in Europe” [pg. 222]:

“By the end of the nineteenth century, then, it was evident that there were two Europes, long separated by their histories and, thus, by their politics, economics, social structure, and culture.”

not to mention their evolutionary histories.
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so how did northwestern “core” europe (including northern italy) differ from russia historically as far as participation in civic institutions goes? the short answer is: civicness in “core” europe began centuries before it did in russia or the rest of eastern europe, at least 500-600, if not 800-900, years earlier.

here is putnam on the formation and functioning of communes in northern italy beginning in the 1000s [pg. 124-126]:

“[I]n the towns of northern and central Italy…an unprecedented form of self-government was emerging….

“Like the autocratic regime of Frederick II, the new republican regime was a response to the violence and anarchy endemic in medieval Europe, for savage vendettas among aristocratic clans had laid waste to the towns and countryside in the North as in the South. The solution invented in the North, however, was quite different, relying less on vertical hierarchy and more on horizontal collaboration. The communes sprang originally from voluntary associations, formed when groups of neighbors swore personal oaths to render one another mutual assistance, to provide for common defense and economic cooperation…. By the twelfth century communes had been established in Florence, Venice, Bologna, Genoa, Milan, and virtually all the other major towns of northern and central Italy, rooted historically in these primordial social contracts.

“The emerging communes were not democratic in our modern sense, for only a minority of the population were full members…. However, the extent of popular participation in government affairs was extraordinary by any standard: Daniel Waley describes the communes as ‘the paradise of the committee-man’ and reports that Siena, a town with roughly 5000 adult males, had 860 part-time city posts, while in larger towns the city council might have several thousand members, many of them active participants in the deliberations….

“As communal life progressed, guilds were formed by craftsmen and tradesmen to provide self-help and mutual assistance, for social as well as for strictly occupational purposes. ‘The oldest guild-statute is that of Verona, dating from 1303, but evidently copied from some much older statute. “Fraternal assistance in necessity of whatever kind,” “hospitality towards strangers, when passing through the town”…and “obligation of offering comfort in the case of debility” are among the obligations of the members.’ ‘Violation of statutes was met by boycott and social ostracism….’

“Beyond the guilds, local organizations, such as *vicinanze* (neighborhood associations), the *populus* (parish organizations that administered the goods of the local church and elected its priest), confraternities (religious societies for mutual assistance), politico-religious parties bound together by solemn oath-takings, and *consorterie* (‘tower societies’) formed to provide mutual security, were dominant in local affairs.”

in general, nothing like this existed in medieval russia (or eastern europe) — not on this scale anyway — the novgorod republic, which lasted for three centuries and came to an end in 1478, probably being the most notable exception. eastern european society was still very much founded upon the extended family for much of the period (although, again, in certain times and locales that was not the case — russia’s a big place). only a handful of merchants’ guilds were given permission to exist in russia between the fourteenth and eighteenth centuries, and the powers that be (including the orthodox church) regularly suppressed craftsmen’s guilds [pg. 13]. by contrast, northern italy was full of civic-mindedness already by the high middle ages.

meanwhile, in england (and other parts of northwestern europe) [pgs. 3-4]:

“As a form of voluntary association, bound by oath and by a (usually modest) material subscription, the fraternity or guild was widespread in late-medieval England and continental Europe. Both the ubiquity and the frequency of the form have been underlined by recent historical case-studies. While the particular purpose and activities of a fraternity might be infinitely various, the organization may be characterized in general as combining pious with social, economic, and political purposes. Its declared aims invariably included important religious functions, expressed in the invocation of a saintly patron and an annual mass with prayers for deceased members. With equal certainty, the annual feast day would bring the members together for a drink or a meal to celebrate their community. The overwhelming majority of English guilds admitted women alongside men: a feature generally characteristic of guilds of medieval northern Europe, although not so prevalent in the Mediterranean world. Sometimes described in modern English accounts as ‘parish fraternities’, these clubs indeed were often founded by groups of parishioners and regularly made use of an altar in a parish church as a devotional focus; yet they as often drew their memberships from a wider field than that of the parish, whose bounds they readily transcended…. An individual might join more than one guild, thereby extending still futher the range of his or her contacts. A significant minority of fraternities crystallized around a particular trade…. The overwhelming majority of guilds, however, were not tied by such association to a single craft, but brought together representatives of various trades and professions.”

extraordinarily, one type of fraternity — of non-kin remember (the whole point of voluntary associations is that they’re made up of non-kin) — appeared in england as early as the late-800s. from a previous post, the importance of the kindred in anglo-saxon society:

“the *gegildan* appears in some of the anglo-saxon laws in the late-800s as an alternative group of people to whom wergeld might be paid if the wronged individual had no kin. by the 900s, though, in southern england, the gegildan might be the only group that received wergeld, bypassing kin altogether. from Wage Labor and Guilds in Medieval Europe [pgs. 39-42]:

“‘The laws of King Alfred of Wessex, dated to 892-893 or a few years earlier, are more informative about the *gegildan*. Again, the context is murder and the wergild — the compensation required for the crime. By Alfred’s time, if not during Ine’s, the *gegildan* is clearly a group of associates who were not related by blood. The clearest example of this is in chapter 31 of the laws: ‘If a man in this position is slain — if he has no relatives (maternal or paternal) — half the wergild shall be paid to the king, and half to the *gegildan*.’ No information exists on the purpose of the *gegildan* other than its role as a substitute for kinship ties for those without any relatives. These associates, who presumably were bound together by an oath for mutual protection, if only to identify who was responsible, would benefit anyone, whether the person had relatives or not…. Although the evidence from the laws of Ine may be read either way, the *gegildan* seems to be an old social institution. As seen more clearly in the tenth and eleventh centuries, it acquired additional functions — a policing role and a religious character.

“‘The nobles, clergy, and commoners of London agreed upon a series of regulations for the city, with the encouragement and approval of King Athelstan, who caused the rules to be set down some time in the late 920s or 930s. The primary purpose of these ordinances was to maintain peace and security in the city, and all those supporting these goals had solemnly pledged themselves to this *gegildan*. This type of inclusive guild, sometimes referred to as a peace guild, was an attempt to create one more additional level of social responsibility to support the king and his officials in keeping the peaces. This social group of every responsible person in London is a broad one, and the law does not use the term *gegildan* to describe the association in general….

“‘The idea of a guild to keep the peace was not limited to London, and a document from the late tenth century contains the rules and duties of the thegn‘s guild in Cambridge. This guild appears to have been a private association, and no king or noble is mentioned as assenting to or encouraging this group. Most of the rules concern the principle purposes of this guild — the security of the members, which receives the most attention, and the spiritual benefits of membership itself. The guild performed the tasks of the old *gegildan*: the members were obliged to defend one another, collect the wergild, and take up vengeance against anyone refusing to pay compensation. The members also swore an oath of loyalty to each other, promising to bring the body of a deceased member to a chosen burial site and supply half the food for the funeral feast. For the first time, another category of help was made explicit — the guild bound itself to common almsgiving for departed members — and the oath of loyalty the members swore included both religious and secular affairs. Although in many respects this guild resembles a confraternity along the lines Hincmar established for the archdiocese of Rheims, the older purpose of the group — mutual protection with its necessary threat of vengeance — makes the Anglo-Saxon guild something more than a prayer meeting. To include almsgiving to members in distress would be a small step, given the scope of activities this guild established. There is no sign that the thegns cooperated in any economic endeavors, but older rules of rural society had already determined methods of sharing responsibility in the villages, and the thegns cooperated on everything that was important in their lives. The thegns of Cambridge had a guild that resembles in some important ways the communal oath, that will be discussed below, of some Italian cities in the next century.'”

the gegildan of early medieval england, then — a voluntary association, a fraternity — appeared on the scene something like two hundred years before the communes of northern italy arose, three hundred plus years before the novgorod republic was formed, and nearly nine hundred years before the russians gave civiness another shot (after novgorod). i’m not aware of any earlier such associations in western medieval europe, although they may have existed. it appears, too, that the gegildan appeared in situ in england, a newly developed social structure to take over some of the earlier functions of the rapidly disappearing kindred (including feuding and protection), although maybe the concept was imported from the carolingians — the heart of the preceding frankish kingdoms, austrasia, was where manorialism had begun, which was then imported across the channel, so perhaps the gegildan concept was as well.

whatever the case, it’s in the core of “core” europe, once again, that we find the earliest evidence for behavioral patterns that are now the hallmarks of western civilization: late marriage and nuclear families, lowest levels of cousin marriage for the longest period of time, low levels of violence, high levels of civic-mindedness (see above), universalism, unparalleled accomplishment — they all appear earliest (in medieval europe), and are still the strongest, in this central area (very roughly the area indicated by the green oval on this map).

so, now we come to it: why? why was it “evident” by the end of the nineteenth century that there were two europes, and what do all these long-standing historical differences have to do with it?
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the ultimate cause must lie in our biologies. humans are biological creatures, so there’s no way around it. we know that all behavioral traits are heritable, so we have to look to differences in the populations’ genetics and evolutionary histories.

as i wrote recently: evolution in humans is ongoing, recent, can be pretty rapid (within some constraints), and has been/is localized (as well as global). in fact, human evolution has sped up since the agricultural revolution since the number of individuals, and therefore mutations, on which natural selection might work skyrocketed in post-agricultural societies. remember, too, that “every society selects for something,” and that we’re talking about frequencies of genes in populations and that those frequencies can fluctuate up and down over time.

so there is NO reason NOT to suppose that the differences in behavioral traits that we see between european sub-populations today — including those between western and eastern europe — aren’t genetic and the result of differing evolutionary histories or pathways.

even rapid evolution takes time, though. we’re not talking one or two generations, but more like thirty or forty — fifty’s even better. point is, evolutionary changes don’t only occur on the scale of eons. they can also happen over the course of centuries (again, multiples of centuries, not just one or two). the circa eleven to twelve hundred years since the major restructuring of society that occurred in “core” europe in the early medieval period — i.e. the beginnings of manorialism, the start of consistent and sustained outbreeding (i.e. the avoidance of close cousin marriage), and the appearance of voluntary associations — is ample time for northwestern europeans to have gone down a unique evolutionary pathway and to acquire behavioral traits quite different from those of other europeans — including eastern europeans — who did not go down the same pathway (but who would’ve gone down their own evolutionary pathways, btw).

what i think happened was that the newly created socioeconomic structures and cultural (in this case largely religious) practices of the early medieval period in northwest “core” europe introduced a whole new set of selective pressures on northwest europeans compared to those which had existed previously. rather than a suite of traits connected to familial or nepostic altruism (or clannishness) being selected for, the new society selected for traits more connected to reciprocal altruism.

before the early medieval period, northwest europeans — looking away from the urbanized gallo-romans who may have been something of a special case (more on them another day) — had been kin-based populations of agri-pastoralists whose societies were characterized by inter-clan feuding, honor/shame (vs. integrity/guilt), and particularism (vs. universalism). i think these traits were under constant selection in those populations because: reproductive success in those societies was dependent upon one’s connection to, and one’s standing within, the extended kin-group, so, thanks to being tied to kin rather than non-kin, nepotistic altruism genes would’ve been favored over reciprocal altruism ones; the extended kin-group was the element within which most individuals would’ve interacted with others, those others being related individuals who would’ve been likely to share the same nepotistic altruism genes (alleles) [see here for more]; and cousin marriage was rife, which again would’ve further fuelled the selection for these genes, since members of the same kin-group would’ve had an even greater likelihood of sharing the same versions of their nepotistic altruism genes.

pretty much the opposite happened during the early and high middle ages in “core” europe. manorialism pushed for nuclear families rather than extended family groupings, and so people began to interact more with non-kin rather than kin, enabling the selection for more traits related to reciprocal altruism. the avoidance of close cousin marriage meant that family members would’ve shared fewer altruism genes in common, so any selection for nepotistic altruism would’ve slowed down. and once voluntary associations of non-kin appeared, the selection for reciprocal altruism really would’ve (or, at least, could’ve) taken off. reproductive success was no longer dependent upon connections to the extended family group, but, rather, unrelated individuals living with the community.

the manor system developed in the 500s in “core” europe (austrasia), but did not arrive in russia (and much of eastern europe) until the late medieval/early modern period. (it never got to the balkans.) the extended family was most likely gone on the manors in the west by the 800s (see mitterauer), although it is conceivable that the nuclear families found on the manors in the earliest days were residential nuclear familes rather than the fully atomized ones that we see in the west today. certainly by the 1500s, there are no longer any traces of the extended family among “core” europeans (although there are still some pockets). the avoidance of cousin marriage was underway in earnest by the 800s (possibly earlier, but definitely by the 800s). it was still on shaky ground as late as the 1400s in russia. and, as we’ve seen, voluntary associations appeared very early in “core” western europe, but only very recently in russia (and, presumably, other areas of eastern europe).
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most of you will recognize this as the hajnal line story (yet again!) with a few new nuances thrown in. manorialism, outbreeding, and voluntary associations all began in “core” europe — again very roughly the area outlined by the green oval on the map below (the other lines indicate, again roughly the extent of the hajnal line) — and they spread outwards from there over time, eventually reaching russia and other parts of eastern europe, but not until very late. (and the manor system in russia, once it was adopted there, was of a very different form than what had existed in western europe.)

inside the hajnal line, which (imo) reflects the extent of the strongest selection for behavioral traits related to reciprocal altruism over nepotistic altruism, the populations have stronger democratic traditions, are more civic-minded, are less corrupt, and score higher on individualism (vs. collectivism) on hofstede’s idv dimension than the populations outside the hajnal line. (please, see my big summary post on the hajnal line for more details.) all of these behavioral patterns “fit” better with the idea that these populations are characterized by innate reciprocal altruism tendencies rather than more nepotistic altruism ones. the populations outside the hajnal line seem to be more oppositely inclined.

there is no doubt that soviet communism wreaked havoc on eastern european populations. some untold millions died in the gulags, families and towns and villages were ripped apart, political repression was beyond belief. but smart money says that, along with civicness, many of the “non-western” features of contemporary eastern europe — high corruption rates, etc. — have deeper roots, and are not the consequences of communism, but rather of recent evolution by natural selection.

previously: civic societies and civic societies ii and democracy in italy and big summary post on the hajnal line

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random notes: 03/06/15

oooooooohhhhhhhh! from Reimagining Europe: Kievan Rus’ in the Medieval World, 988-1146 [pgs. 58-60]:

“The medieval period pre-1215 was an especially interesting time in the history of consanguinity legislation because during this era the church stretched consanguinity to seven degrees, an increase from the four that was common in the late Roman world, and the degrees were calculated in a new manner. Instead of siblings being related in two degrees, as was held previously, the new method of calculation made siblings related in the first degree. This may at first appear to be a small change, but in fact it was enormous. The original method, and the one returned to after the Fourth Lateran Council in 1215, was to count connections between people; thus, for siblings, one degree up to the shared parent, and one degree down to the sibling, for a total of two degrees. For first cousins, a more likely target for marriage than siblngs, it was one degree up to your parent, another degree up to your grandparent, a degree down to your uncle/aunt, and a degree down to your cousins, resulting in a relationship of four degrees.

“The new method of calculating consanguinity was based on degrees to a common ancestor, which resulted in a one-degree relationship for siblings (a common ancestor is one generation back) and two degrees for a cousin (a common ancestor is two generations back). When this concept was applied to seven generations of ancestors, it expanded the pool of consanguineous relations to anyone with whom one shared a great-great-great-great-great-grandparent….

“The Orthodox Church, like the church in Rome, also maintained a policy against consanguineous marriages. Marriages were also forbidden in the seventh degree, but the Orthodox Church never changed its method of calculating degrees, which created a much smaller pool of consanguineous relations.”

oooooooohhhhhhhh! why didn’t they say so in the first place?! =P

so, what this means is, all those cousin marriage regulations out to the “seventh degree” which we hear about from eastern europe (re. orthodox populations)…they’re just referring to SECOND cousins, not SIXTH the way that western european experienced it for a couple hundred years in the medieval period (from about 1000 to 1215). that’s not to say that most medieval western europeans somehow managed to obey the bans out to sixth cousins, but just that there’s apparently never been the same extreme push against close kin marriage in eastern europe. interesting.
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from “Marriage Causes in Late Medieval Sweden: The Evidence of Bishop Hans Brask’s Register (1522-27)” in Regional Variations in Matrimonial Law and Custom in Europe, 1150-1600 [pg. 240], on consanguineous marriage in sweden in the sixteenth century:

“Considering the number and type of cases, the Swedish may have been somewhere in between the ‘incestuous’ late-medieval Netherlands, discussed by Vleeschouwers-Van Melkebeek, the carefree Poles described by Brozyna and the English and Parisians who, according to the of Helmholz and Donaghue, had internalized the rules of incest better and did avoid matrimony with relatives. Perhaps ordinary Swedish peasants in the see of Linköping had easier access to dispensations. Possibly the control of the impediment of consanguinity before the voluntary ecclesiastical solemnization also managed to unearth the ties of kinship between fiances. Moreover, the children’s later loss of inheritance rights may have been a risk some couples were unwilling to take if they were discovered to have known about the impediement prior to their marriage. Swedish synodal statues stressed that children born to couples whose marriage was later discovered to be incestuous would only be considered legitimate if their parents had solemnized *in facie ecclesiae* and the banns had been read without opposition.”

most of this picture fits what i’ve been saying: that (some of) the french and english were the earliest adopters of outbreeding in europe (i posted about donahue’s studies here), the scandinavians came to the party a bit later, and eastern europeans (the example in the excerpt above, the poles) much later. i don’t know who these “‘incestuous’ late-medieval” netherlanders were — i’ve been under the impression that the dutch (minus the frisians) are some of the long-term outbreeders along with the french and english. the source for this is: “Incestuous Marriages: Formal Rules and Social Practice in the Southern Burgundian Netherlands” by monique vleeschouwers-van melkebeek in Love, Marriage, and Family Ties in the Later Middle Ages, which is not available on google books at the moment. (dr*t!) what’s not clear to me is whether vleeschouwers-van melkebeek looked at netherlanders in general or just the aristocracy (which these studies often do). i shall have to find out!
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from The Jews of Eastern Europe, 1772-1881 [pg. 48]:

“The spread of Hasidim stopped only when it reached the invisible border that separated German Jewry from Eastern European Jewry — the boundary between the western central part of the Ashkenazi diaspora and its eastern part. With the exception of one quasi-Hasidic community established in Frankfurt, the Hasidic *tzaddikim* did not succeed in gaining a foothold in Germany as the movement spread.”

previously: historic mating patterns of ashkenazi jews
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from Jews Against Zionism: The American Council for Judaism, 1942-1948 [pg. 23]:

“Antagonism between the established, well-to-do German Jews and the new, working-class East European immigrants was unavoidable. To the East Europeans, the German Jews, whom they called *Yahudim*, were not authentic Jews; their Reform Judaism was a sham. They seemed to lack a feeling of closeness to fellow Jews. The native German Jews, on the other hand, frightened by the ‘Russian invasion,’ tended to regard the new immigrants as primitive, ‘medieval,’ clannish, Asiatic, unrefined, and radical. German Jews even coined the word *kikes* for the Eastern Europeans.”
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from The Jews of Chicago: From Shtetl to Suburb [pgs. 95-96]:

“The German Jews…embarked on an extensive program of financing and running a number of educational, health, and social-service institutions, mostly in the Maxwell Street areas. These proved very helpful to the poorer Eastern European immigrants. Socially, the German Jews kept apart from the newer immigrants, living separately and maintaining their own clubs, synagogues, fraternal organizations, and community centers, at which the Eastern European Jews were not welcomed. Later, as the Eastern European Jews progressed, they built a parallel set of their own institutions, such as a hospital, old peoples’ homes, charities, and orphanages. Although the distinction between the two groups was gradually blurred, for decades the social distance between the groups remained great. The German Jews, for example,

“‘did not wish to have these Jews to close to them. These Russians were all right — of that they were quite certain — but, like the southern Negro, they had to keep their place. All sorts of philanthropic enterprises were undertaken in their behalf, but in the management of these enterprises the beneficiaries were given no voice. Charity balls by the debutantes of the German-Jewish elite in behalf of the wretched West Side Jews were held at the splendid clubs of the German Jews, which by this time had increased to four, and charitably inclined young Jewish men and ladies-bountiful spent their leisure hours in alleviating the hardships of the Jewish slum dwellers.

“‘But the Russians did not take altogether willingly to the American ways of dispensing *zdoko* (charity). They were accustomed to assisting one another in the Old Country in much more informal style. The Jewish communities they had known in Russia were self-sufficient large families. These German Jews of the ‘societies’ asked all sorts of embarassing questions before they dispensed their financial and other aid. They made investigations and kept records. Most of all, they did not understand — they did not know — their own people; in fact, they were only halfway Jews; they did not even understand *mama loshon* (the mother-tongue), or Yiddish.'”

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